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Found 5812 results. Displaying page 351 of 388

  1. 13 December 2023

    SGX DT Obligations Review 2023

    Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.
    Tags
    Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    PDF

  2. 21 December 2023

    Trust Dillon – Imposter website

    We recommend caution when dealing with Trust Dillon Limited. Its website is falsely using the details of the registered New Zealand company Trust Dillon Limited (registration 5970107) by using its name and company information.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  4. 12 January 2024

    Macquarie DBG

    Macquarie DBG including: Macquarie Securities (NZ) Limited, Macquarie Capital (New Zealand) Limited, Macquarie Equipment Finance Limited, Macquarie Group Services Australia Pty Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 17 January 2024

    Gender Pay Gap

    FMA is committed to meeting the milestones of Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24.
    Tags
    FMA people, FMA
    Type
    Page

  7. 9 February 2023

    Licensed & reporting entities

    The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Find out further details including the provider's business address, list of services and the name of their independent dispute resolution scheme on the Financial Service Providers Register.
    Tags
    Crowdfunding providers, Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Licensing & registration, Asia Region Funds Passport Register, Reporting entities, Licensed entity, Business, Managed investment schemes, Market operator, Peer-to-peer lending service providers, Supervisor, Designated Business Group (DBG)
    Type
    Page

  8. 26 January 2024

    Altera Global Limited – Suspected scam

    FMA have received a report that Altera Global representatives have been targeting individuals on social media, trying to convince them to invest funds. This is a common online scam tactic.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 30 January 2024

    Exemption Notice BGC revocation notice

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Type
    PDF

  11. 15 February 2024

    Starlight Brokers Limited

    Starlight Brokers Limited FSP768195 is an AML reporting entity.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  13. 19 February 2024

    2040 VENTURES LIMITED

    2040 VENTURES LIMITED is an AML/CFT reporting entity.
    Tags
    Type
    Page

  14. 19 February 2024

    ADMINIS NZ LIMITED

    ADMINIS NZ LIMITED is an AML/CFT reporting entity.
    Tags
    Type
    Page