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Found 5811 results. Displaying page 25 of 388

  2. 1 July 2014

    Serious Fraud Office (SFO) - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Serious Fraud Office
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  3. 15 December 2022

    ASX 24 derivatives market and SGX-DT reviews released

    FMA has published the findings of its market operator obligations reviews for the Australian Securities Exchange Limited (ASX 24 derivatives market) and Singapore Exchange Derivatives Trading Limited (SGX-DT dairy derivatives market).
    Tags
    Media release, Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    Page

  5. 3 August 2011

    FMA completes NZX inquiry

    FMA has completed its inquiry into continuous disclosure issues in relation to comments made by Mr Mark Weldon, CEO of NZX Ltd, concerning the carrying value of its subsidiary Clear Grain Exchange.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 30 June 2021

    FMA publishes NZX obligations annual review 2021

    NZX made notable improvements to its regulatory arrangements and monitoring in 2020, according to the annual obligations review of New Zealand’s licensed stock exchange by the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko.
    Tags
    Roles, Media release, Business, News & Insights, Market operator
    Type
    Page

  7. 4 November 2019

    FMA successfully defends FSPR appeal by FXBTG Financial Limited

    The Financial Markets Authority (FMA) has welcomed a High Court ruling upholding a direction by the FMA to de-register foreign exchange firm FXBTG Financial Limited.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  8. 20 May 2016

    FMA orders Cambrian to change misleading materials

    The FMA has ordered a foreign exchange educator to change its marketing materials on the basis that they were misleading or deceptive, and it had made unsubstantiated statements about its services.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 2 August 2016

    Crowdfunding services for property investments – meeting the eligibility criteria

    Crowdfunding services for property investments – meeting the eligibility criteria, information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.
    Tags
    Crowdfunding providers, Roles, Business
    Type
    Page, Guidance

  10. 30 June 2022

    Fisher Funds Wealth Investments Limited Partnership - MIS

    Fisher Funds Wealth Investments Limited Partnership (previously known as Kiwi Wealth Investments Limited Partnership or Gareth Morgan Investments Limited Partnership), FSP46781, is a licensed Managed Investment Scheme Manager.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page

  13. 12 December 2013

    Finanstilsynet (Denmark) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and Finanstilsynet (Denmark).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  14. 12 December 2013

    Estonian Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  15. 12 December 2013

    Autorite des marches financiers (France) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autorite des marches financiers (France)
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU