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  2. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  4. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF

  5. 1 November 2023

    Former financial adviser pleads guilty to dishonesty offences

    The FMA charged a former financial adviser with multiple dishonesty offences following an investigation into her conduct. 
    Tags
    Media release, Enforceable undertaking, Powers, Financial Adviser, Investigations, Roles, Business, News & Insights, Enforcement
    Type
    Page

  6. 25 September 2019

    FMA welcomes Government announcement on expanded remit

    The FMA (Financial Markets Authority) welcomed the Government’s announcement that it would introduce legislation to create an oversight regime for regulating conduct in the banking and insurance sectors.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  7. 3 November 2023

    FMA acknowledges insider trading sentence

    The individual found guilty of insider conduct in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH) has been sentenced to six months community detention and must pay a fine of $100,000.
    Tags
    Media release, Insider trading, Enforceable undertaking, Powers, Business, News & Insights, Enforcement
    Type
    Page

  9. 13 November 2023

    Financial Market Infrastructures Act Designation Notice NZ Clear 2023

    This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.
    Tags
    Financial market infrastructures, Market operator, Roles, Business
    Type
    PDF

  10. 13 June 2018

    Key findings from the recent re-licensing of supervisors

    The FMA has completed a review of the licensed supervisors during the process to update their license status in 2017.
    Tags
    Licensing & registration, Roles, Reports and Papers, Supervisors, Business, News & Insights, Supervisor
    Type
    Page, Report

  11. 15 November 2023

    FMA opens consultation on fair outcomes for consumers and markets

    FMA has opened consultation on its approach to outcomes focused regulation, including the fair outcomes for consumers and markets it wants to see financial service providers focus on. The FMA welcomes feedback from all its stakeholders. 
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  12. 15 November 2023

    Lifetime Retirement Income DBG

    Lifetime Retirement Income DBG includes Lifetime Asset Management Limited and Lifetime Trustee Limited.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  13. 15 November 2023

    Lifetime Trustee Limited

    Lifetime Trustee Limited is an AML reporting entity. Lifetime Trustee Limited was previous named SUPERANNUATION MANAGEMENT NOMINEES LIMITED, the name was changed on 15 November 2023.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 15 November 2023

    Fair outcomes consultation feedback form

    Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024
    Tags
    Type
    Word document, Feedback form