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Found 5811 results. Displaying page 236 of 388

1. 11 June 2021

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

2. 2 December 2016

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

3. 28 May 2018

   Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018

   This notice is the Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018.

   Tags

   Exemptions, Business

   Type

   Page

4. 27 September 2023

   Brownprime – Imposter, upfront withdrawal fees, unrealistic returns

   We are aware that a New Zealand resident who has invested through Brownprime is having
   difficulties in withdrawing funds.

   Tags

   Imposter website, Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

5. 27 September 2023

   Financial Reporting Council - MOURA

   Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

   Tags

   Type

   PDF, MOU

6. 28 September 2023

   New Zealand and UK audit authorities agree mutual recognition of audit qualifications

   New Zealand and the UK have signed a Memorandum of Understanding on Reciprocal Arrangements (MOURA) to recognise audit qualifications in both the UK and NZ so that auditors can more easily work between both countries.

   Tags

   Media release, Auditors, Roles, Business, News & Insights

   Type

   Page, MOU

7. 3 October 2023

   ​Consultation: Renewal of class exemption for same class offers ASX/NZX-quoted financial products​

   CLOSED consultation for the Renewal of class exemption for same class offers ASX/NZX-quoted financial products with decision.

   Tags

   Consultations, Business

   Type

   Page

8. 5 October 2023

   FMA report: Lessons learned from Barry Kloogh Ponzi

   The FMA published a report on the findings of its inquiries following the Barry Kloogh fraud. These inquiries focused on the services provided to Kloogh by third party market participants.

   Tags

   Media release, Client money or property services provider, Financial Adviser, Roles, Business, News & Insights, Enforcement

   Type

   Page

9. 25 November 2016

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016 expired on 2018-11-24

   Tags

   Exemptions, Business

   Type

   Page

10. 29 November 2016

    Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2016

    Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page

11. 25 November 2016

    Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2016

    Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2016 - expired

    Tags

    Exemptions, Business

    Type

    Page

12. 12 October 2023

    Vero to pay $3.9 million penalty for making false and misleading representations to customers about multi-policy discounts

    The Auckland High Court has ordered Vero to pay a penalty of $3.9 million for failing to apply multi-policy discounts to customers, following proceedings brought by the FMA.

    Tags

    Media release, Enforceable action, Enforceable undertaking, Powers, Financial Institutions, Business, News & Insights, Enforcement

    Type

    Page

13. 12 October 2023

    Kiwibank to pay $812,500 penalty for making false and misleading representations to customers

    Kiwibank has been ordered to pay a $812,500 civil penalty at the High Court in Wellington for making false and/or misleading representations to some customers.

    Tags

    Media release, Enforceable undertaking, Financial Institutions, Powers, Business, News & Insights, Enforcement

    Type

    Page

14. 5 October 2023

    Lessons learned from the Barry Kloogh Ponzi scheme

    The FMA has issued a report following the fraudulent activities of Barry Kloogh. This report records the FMA’s views and findings on the conduct that was the subject of these enquiries, the law that applies to that conduct, and our actions as a result of our findings.

    Tags

    Reports and Papers, Client money or property services provider, Roles, Financial Advice Provider, Financial Adviser, Business, News & Insights, Enforcement

    Type

    Page

15. 5 October 2023

    Lessons learned from the Barry Kloogh Ponzi scheme

    This report covers the FMA's enquiries into the regulator settings and practices of financial services used by Barry Kloogh to commit fraud.

    Tags

    Type

    PDF, Report