Search results

Found 5811 results. Displaying page 24 of 388

1. 2 November 2023

   MaxTradeCap - Suspected scam

   MaxTradeCap has made false and unsubstantiated claims about being a registered and licensed financial entity in New Zealand.

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

2. 26 September 2019

   Managed Fund Guide - Funds for everyone

   Your guide to choosing, buying and monitoring
   managed funds and exchange traded funds (ETFs).

   Tags

   Managed funds, Ways to invest, Investing, Investor information, Consumer

   Type

   PDF

3. 11 February 2014

   ASX Ltd Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (Australian Securities Exchange Limited) 2014

   Tags

   Market operator, Roles, Licence, Licensing & registration, Business

   Type

   PDF

4. 12 December 2013

   Financial Supervision Commission of Bulgaria - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 12 December 2013

   Fjarmalaeftirlitio (Iceland) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Fjarmalaeftirlitio (Iceland).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 12 December 2013

   Finanzmarktaufsicht Liechtenstein - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanzmarktaufsicht Liechtenstein.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 12 December 2013

   Finanssivalvonta (Finland) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanssivalvonta (Finland).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 12 December 2013

   Autoriteit Financiele Markten, Netherlands - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autoriteit Financiele Markten, Netherlands

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 12 December 2013

   Polish Financial Supervision Authority - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

10. 12 December 2013

    Romanian Financial Supervisory Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 13 December 2021

    Financial Services Complaints Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Financial Services Complaints Limited

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 1 July 2014

    Financial Dispute Resolution Scheme - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and Fairway Resolution Limited trading as Financial Dispute Resolution Scheme

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

13. 12 December 2013

    Finansinspektionen Sweden - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansinspektionen Sweden

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

14. 12 December 2013

    Malta Financial Services Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Malta Financial Services Authority

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

15. 12 December 2013

    Finanstilsynet Norway - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU