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  1. 24 January 2023

    FMA Annual Report 2022

    This is the FMA 2021/2022 annual report. Our annual reports detail the results we have achieved against our stated intentions. Our annual reports are a great way to review our operational highlights for each financial year.
    Tags
    Type
    PDF, Annual report, Corporate publications

  2. 24 June 2021

    Statement of Performance Expectations 2021 to 2022

    Our Statement of Performance Expectations outlines our short-term (annual) performance targets. It should be read in conjunction with our Statement of Intent. This is the 2021 to 2022 report.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Corporate publications, Statement of Performance Expectations

  3. 30 October 2019

    FMA Annual Report 2019

    The FMA Annual Report 2019 details the results we have achieved against our stated intentions.
    Tags
    Type
    PDF, Annual report, Corporate publications

  4. 1 August 2017

    FMA Annual Corporate Plan 2018

    This Annual Corporate Plan sets out our activities for the period that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Annual corporate plan, Corporate publications

  5. 16 September 2016

    FMA Annual Report 2016 - highlights

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Annual report, Corporate publications

  6. 29 September 2017

    FMA Annual Report 2017 including financials

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.This is the 2017 report with financials.
    Tags
    Type
    PDF, Annual report, Corporate publications

  7. 29 September 2017

    FMA Annual Report 2017 Excluding financials

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2017 report without financials.
    Tags
    Type
    PDF, Annual report, Corporate publications

  8. 27 June 2023

    Statement of Performance Expectations 2023 to 2024

    This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the
    Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.
    Tags
    Type
    PDF, Corporate publications, Statement of Performance Expectations

  10. 25 October 2018

    FMA Annual Report 2018

    FMA Annual Report 2018.
    Tags
    Type
    PDF, Annual report, Corporate publications

  13. 1 June 2012

    Licence Application Guide - overseas Auditors and Audit Firm registrations

    This guide is for overseas auditors and overseas audit firms. It explains how: an overseas audit firm can apply for authorisation of its registration; overseas auditors can apply for licences (which are not transitional licences and are referred to in this guide as ‘standard’ licences).
    Tags
    Auditors, Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  14. 28 June 2017

    Statement of Performance Expectation 2017

    The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our
    future performance and report on the progress of that performance against our performance targets. This is our 2017 report.
    Tags
    Type
    PDF, Statement of Performance Expectations, Corporate publications

  15. 23 May 2017

    Licensing guide - FMC Act

    To offer certain financial products and services in New Zealand, you need to be licensed. Being licensed shows your customers you meet the legal eligibility criteria and levels of compliance in the Financial Markets Conduct Act (FMC Act). This guide provides you with an understanding of your obligations under the Act when applying for a licence with the FMA.
    Tags
    FMC Act, Legislation, Licensing & registration, Business
    Type
    PDF