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Found 5811 results. Displaying page 220 of 388

1. 27 April 2022

   Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

   Tags

   Exemptions, Business

   Type

   PDF, Exemption notice, Financial Markets Conduct Act exemptions, Current

2. 23 October 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

   Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.

   Tags

   Exemptions, Business

   Type

   PDF

3. 24 February 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme

   Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme Exemption Notice 2015

   Tags

   Exemptions, Business

   Type

   PDF

4. 30 November 2022

   Financial Institutions Submissions report standard conditions

   Collation of written feedback received as part of the FMA’s
   public consultation on the proposed standard conditions for
   financial institution licences.

   Tags

   Banking, Consultations, Financial Institutions, Business

   Type

   PDF

5. 3 March 2011

   Exemption Notice - Securities Act Fletcher Building Limited and Fletcher Building Industries Limited

   Securities Act Exemption Notice 2011: Fletcher Building Limited and Fletcher Building Industries Limited.

   Tags

   Exemptions, Business

   Type

   PDF

6. 6 May 2020

   Exemption Notice - Financial Advisers Personalised Digital Advice

   Financial Advisers Exemption Amendment Notice 2020: Personalised Digital Advice.

   Tags

   Exemptions, Business

   Type

   PDF

7. 12 March 2012

   Exemption notice - Securities Act Fonterra Co operative Group limited

   Securities Act Exemption Notice 2012: Fletcher Building Limited and Fletcher Building Industries Limited.

   Tags

   Exemptions, Business

   Type

   PDF

8. 5 December 2016

   Exemption Notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.

   Tags

   Exemptions, Business

   Type

   PDF

9. 28 September 2017

   Exemption Amendment Notice - Financial Markets Conduct Bonus Bonds

   Financial Markets Conduct Notice Exemption Amendment Notice 2017: Bonus Bonds.

   Tags

   Exemptions, Business

   Type

   PDF

10. 25 July 2019

    Exemption Notice - Managed Funds Loan Disclosure Requirements

    Financial Markets Conduct Exemption Notice 2019: Managed Funds Loan disclosure requirements.

    Tags

    Exemptions, Business

    Type

    PDF

11. 1 December 2016

    Exemption Notice - Financial Markets Conduct OnePath Custodians Pty Limited

    Financial Markets Conduct Exemption Notice 2016: OnePath Custodians Pty Limited.

    Tags

    Exemptions, Business

    Type

    PDF

12. 12 December 2018

    Exemption Notice - Todd Family Office Limited Financial Reporting

    Financial Markets Conduct Exemption Notice 2018: Todd Family Office Limited Financial Reporting.

    Tags

    Exemptions, Business

    Type

    PDF

13. 24 April 2019

    Exemption Notice - Financial Markets Conduct Goldman Sachs

    Financial Markets Conduct Exemption Notice 2019: Goldman Sachs.

    Tags

    Exemptions, Business

    Type

    PDF

14. 13 June 2017

    Jeffrey Peter Honey - Sentencing notes

    Sentencing notes, district court at Auckland in the case against Jeffrey Peter Honey, 13 June 2017.

    Tags

    Court decision, Enforcement

    Type

    PDF

15. 30 September 2011

    Nathans Finance - sentence appeal

    Court of Appeal details of the appeal against decision by Nathans Finance.

    Tags

    Cases, Enforcement

    Type

    PDF