Search results

Found 5810 results. Displaying page 213 of 388

1. 3 July 2020

   Exemption notice - AxiCorp Financial Services

   Financial markets Conduct Exemption Notice 2020: AxiCorp Financial Services Pty Ltd.

   Tags

   Exemptions, Business

   Type

   PDF

2. 23 March 2021

   Exemption notice - Financial Markets Conduct Trustee Executors Limited

   Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

3. 28 July 2015

   Exemption Notice - Financial Advisers Courtenay Nominees Limited Transaction Reporting

   Financial Advisers (Courtnenay Nominees Limited Transaction Reporting) Exemption Notice 2015.

   Tags

   Exemptions, Business

   Type

   PDF

4. 30 April 2021

   Exemption notice - Financial Markets Conduct (Evergreen Retirement Trust)

   Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

5. 27 March 2020

   Exemption notice - UBT Invest NZ Funds

   Financial Markets Conduct (UBT Invest NZ Funds) Exemption Notice 2020
   

   Tags

   Exemptions, Business

   Type

   PDF

6. 8 June 2023

   Exemption Notice - Financial Market Conduct Christchurch City Holdings limited Subsidiary Balance Date Alignment

   Financial Market Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2023.

   Tags

   FMC Act, Exemptions, Legislation, Business

   Type

   PDF

7. 6 November 2015

   Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

   Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

   Tags

   Exemptions, Business

   Type

   PDF

8. 19 February 2021

   Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

   Financial Markets Conduct (Insider Trading - Livestock
   Improvement Corporation Limited) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

9. 16 March 2021

   Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

   Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

10. 8 June 2021

    Exemption notice - Financial Markets Conduct Denarau Villas

    Financial Markets Conduct (Denarau Villas) Exemption Notice 2021
    

    Tags

    Exemptions, Business

    Type

    PDF

11. 14 May 2018

    Exemption notice - Financial Advisers Personalised Digital Advice Notice 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018.

    Tags

    Exemptions, Business

    Type

    PDF

12. 9 February 2018

    Exemption notice - Australian Qualified Financial Advisers

    Financial Advisers (Australian Qualified Advisers) Exemption Notice 2018.

    Tags

    Exemptions, Business

    Type

    PDF

13. 23 April 2020

    Exemption notice - Custodian Assurance Engagement Relief

    Exemption notice 2020: Custodian Assurance Engagement Relief

    Tags

    Client money or property services provider, Exemptions, Roles, Business

    Type

    PDF, Notice

14. 31 October 2019

    Exemption Notice - Financial Advisers GT Nominees Limited

    Financial Advisers (GT Nominees Limited) Exemption Notice 2016.

    Tags

    Exemptions, Business

    Type

    PDF

15. 24 June 2022

    Exemption Notice - Financial Markets Conduct Bonus Bonds 2022

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022, PDF.

    Tags

    Type

    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice