Back

Search results

Found 5811 results. Displaying page 190 of 388

  2. 4 November 2020

    Rob Everett speech to 2020 Financial Services Council Conference

    FMA CEO Rob Everett addressed the Financial Services Council’s 2020 Generations Conference.
    Tags
    Compliance, COVID-19, FMC Act, New Financial Advice regime, Financial advice, Legislation, Speeches and presentations , Business, Consumer, News & Insights
    Type
    Page

  3. 20 February 2023

    The FMA opens consultation on draft guidance for the intermediated distribution of financial products

    FMA is seeking consultation feedback on proposed guidance that covers arrangements where financial institutions distribute products and services through intermediaries.
    Tags
    Media release, Authorised body under a FAP, Banking, Consultations, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Roles, Managed Investment Schemes, Business, Managed investment schemes, News & Insights
    Type
    Page

  4. 20 July 2022

    FMA opens consultation on standard conditions for financial institution licences

    Consultation paper on proposed standard conditions for licences granted under the Financial Markets (Conduct of Institutions) Amendment Act 2022.
    Tags
    Banking, Consultations, Insurance Providers, Media release, Conduct of Financial Institutions Bill (CoFI), Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  7. 6 September 2022

    FMA Chief Executive Samantha Barrass opening remarks to the FANZ Conference

    Samantha Barrass talks to FANZ conference attendees about the FMA's goals of fostering a genuinely fair financial system, with more New Zealanders than ever believing the financial sector is working well for them.
    Tags
    FMA executive team, Speeches and presentations , FMA, News & Insights
    Type
    Page

  9. 8 June 2023

    FMA files proceedings against AA Insurance for alleged fair dealing breaches

    FMA has filed civil proceedings against AA Insurance Limited (AAI) for failing to apply multi policy and membership discounts, as well as guaranteed no claims bonuses to eligible customers’ premiums,
    Tags
    Media release, Fair dealing, Cases, Powers, Enforceable undertaking, Court – civil, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  10. 1 June 2023

    FMA files proceedings against Medical Assurance Society over fair dealing provision breaches

    FMA has filed High Court proceedings against Medical Assurance Society New Zealand Limited (MAS) and its subsidiaries for fair dealing breaches under section 22 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Fair dealing, Media release, Cases, Enforceable undertaking, Powers, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  11. 12 June 2023

    Market Radar – Unreasonably withholds clients’ funds

    The entity offers trading in cryptocurrency, forex and CFDs via their website. However, Market Radar is not a registered entity, nor a registered financial service provider in New Zealand. As such, they are not registered to provide financial products or services to New Zealand residents, nor do they hold a Derivatives Issuer Licence.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  13. 18 October 2019

    FMA issues AML/CFT warning to Circle Markets Limited

    The Financial Markets Authority (FMA) has issued a formal warning to a non-licensed derivatives issuer and forex provider, Circle Markets Limited, under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  14. 24 July 2013

    FMA files first market manipulation case in New Zealand

    FMA filed and served civil proceedings against Brian Peter Henry alleging market manipulation of shares in the NZX-listed Diligent Board Member Services. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  15. 18 July 2018

    Finance Group Corp AND Cent Projects Ltd

    Neither FGC or CPL are registered to provide financial services in New Zealand. The FMA recommends exercising caution before dealing with the website as it has the characteristics of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page