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Found 5811 results. Displaying page 185 of 388

1. 27 April 2023

   Quick Pay is falsely claiming to be a NZ registered company

   Investor warning - Quickpay Limited is falsely claiming to be a NZ registered company.

   Tags

   Suspected scam, Scams

   Type

   Page

2. 15 February 2023

   Regulatory Impact Statement FAP Regulatory Returns

   This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.

   Tags

   Authorised body under a FAP, Financial Advice Provider, RIS, Roles, Business

   Type

   PDF

3. 27 April 2023

   30 September 2022 Disclose Register MIS fund update

   Disclose Register MIS fund update 30 September 2022

   Tags

   Disclose register, Roles, Business, Managed investment schemes

   Type

   Spreadsheet

4. 27 April 2023

   31 December 2022 Disclose Register MIS fund update

   MIS Disclose Data 31 December 2022

   Tags

   Disclose register, Roles, Business, Managed investment schemes

   Type

   Spreadsheet

5. 1 May 2023

   FMA letter to NZ registered banks: Treating consumers fairly – creating the right incentives

   Letter sent from by the FMA to Chief Executives of New Zealand registered banks in April 2023.

   Tags

   Media release, Banking, Conduct, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights

   Type

   Page

6. 9 February 2023

   Forestlands’ director, Rowan Kearns, pleads guilty to making false statements and charges related to financial reporting

   The Financial Markets Authority today confirmed that Rowan Kearns, the founder and sole director of the Forestlands group of companies, last week pled guilty to charges in criminal proceedings for disclosure and financial record keeping breaches.

   Tags

   Media release, Activity, News & Insights, Enforcement

   Type

   Page

7. 18 July 2018

   Conflicted conduct in the insurance industry

   Our latest review on conflicted conduct in the insurance industry focuses on how QFEs mitigate risks through their operational policies and procedures when selling replacement policies. Our previous work focuses on RFAa and AFAs.

   Tags

   Financial Advice Provider, Financial Adviser, Roles, Reports and Papers, Business, News & Insights

   Type

   Page, Report

8. 3 May 2023

   Michelle Barbara Forster (FSP37101)

   Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee

   Tags

   Reporting entities, Independent trustee, Licence, Roles, Licensing & registration, Business

   Type

   Page

9. 3 May 2023

   Hatch Holdings: Providing financial services without registration in New Zealand

   FMA warns investors to be aware that Hatch Holdings may be operating a scam.

   Tags

   Suspected scam, Cryptocurrencies, Roles, Business, Scams

   Type

   Page

10. 30 June 2013

    Castle Point Funds Management Limited

    Castle Point Funds Management Limited is an AML reporting entity.

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

11. 5 May 2023

    Kia Toipoto the Public Service Gender Maori Pacific and Ethnic Pay Gaps Action Plan 2021 24

    Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24

    Tags

    FMA people, FMA

    Type

    PDF

12. 6 March 2023

    Partfield is not registered to provide financial services in New Zealand

    Partfield Group Inc. is not a registered New Zealand company and is not licensed to provide financial products or services to New Zealand residents.

    Tags

    Investor warning, Consumer

    Type

    Page

13. 19 July 2007

    Microsoft New Zealand Limited

    Microsoft New Zealand Limited is a KiwiSaver exempt employer

    Tags

    KiwiSaver Exempt Employer, Business

    Type

    Page

14. 11 July 2019

    Cyber resilience in FMA regulated financial services

    This report 2019 summarises the findings of our thematic review of cyber-resilience in New Zealand financial services, and provides guidance for firms in areas where we have
    identified the need for improvement. It will be useful for our regulated sectors, to help ensure they comply with our expectations and best practice.

    Tags

    Financial Adviser, FMC Act, Reports and Papers, Roles, Legislation, Business, News & Insights

    Type

    PDF

15. 4 July 2007

    Danfoss (New Zealand) Limited

    Danfoss (New Zealand) Limited is a KiwiSaver exempt employer

    Tags

    KiwiSaver Exempt Employer, Business

    Type

    Page