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Found 5811 results. Displaying page 19 of 388

1. 14 October 2023

   Exemption Notice 2023 Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

   Tags

   Exemptions, Business

   Type

   PDF

2. 27 March 2024

   Grandeur Capital Pro – Withholding client funds, false registration information on website, investment scam

   We consider that it is likely that Grandeur Capitol Pro is operating an investment scam. We recommend caution when dealing with Grandeur Capital Pro.

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

3. 29 April 2024

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013. Published in April 2024

   Tags

   Investor information, Waivers, Business, Consumer

   Type

   PDF

4. 29 April 2024

   BNZ Investment Services Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   BNZ Investment Services Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 – Reduction of waiting period

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

5. 12 June 2024

   FMA files civil proceedings against Booster Investment Management Ltd and individual directors and senior managers

   The FMA has filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.

   Tags

   Media release, Directors, KiwiSaver & Superannuation, Roles, Business, Consumer, Managed investment schemes, News & Insights

   Type

   Page

6. 5 December 2022

   How to identify a product disclosure statement (PDS) or prospectus scam

   FMA has issued this article about how to identify and avoid PDS or prospectus scams as a result of an increase in fake investment documents targeting New Zealand investors.

   Tags

   Investor information, Suspected scam, Article, Consumer, News & Insights, Scams

   Type

   Page

7. 14 July 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 20 September 2016

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

9. 31 August 2022

   GRAEME RYAN INVESTMENT ADVISERS LIMITED

   GRAEME RYAN INVESTMENT ADVISERS LIMITED is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

10. 31 August 2022

    INVESTNOW SAVING AND INVESTMENT SERVICE LIMITED

    INVESTNOW SAVING AND INVESTMENT SERVICE LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

11. 31 August 2022

    HAYES INVESTMENT & INSURANCE SOLUTIONS LIMITED

    Hayes Investment and Insurance Solutions Limited is an AML reporting entity.

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

12. 12 March 2024

    TE AHUMAIRANGI INVESTMENT MANAGEMENT LIMITED

    TE AHUMAIRANGI INVESTMENT MANAGEMENT LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

13. 21 May 2015

    Consultation paper: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

    Consultation paper: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion. Read the full consultation paper here.

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    Page

14. 11 November 2021

    Consultation paper: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

    Consultation paper issued by the FMA: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    Page

15. 2 May 2015

    Consultation: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

    This consultation is for: Wholesale investors, banks, brokers, issuers, legal advisers. It aims to test whether an exemption to the investor acknowledgement and warning requirements
    of the $750,000 minimum investment exclusion is needed in particular circumstances.
    
    

    Tags

    Consultations, FMC Act, Legislation, Business

    Type

    PDF