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Found 5811 results. Displaying page 12 of 388

  1. 19 January 2023

    Managed Investment Scheme – Sector Risk Assessment

    This sector risk assessment (SRA) identifies some areas in the Managed Investment Schemes (MIS) sector the FMA considers to be higher risk.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Supervisors, Business, Managed investment schemes, News & Insights
    Type
    Page

  2. 1 March 2014

    Monitoring investment risk in KiwiSaver schemes

    Monitoring investment risk in KiwiSaver schemes guidance note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
    Tags
    Supervisors, Roles, Business, Managed investment schemes
    Type
    Page, Guidance

  5. 31 October 2015

    New Zealand Discretionary Investment Management Services Limited

    New Zealand Discretionary Investment Management Services Limited (Previous name: Stewart Group Wealth Management Limited), FSP441406, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  6. 14 March 2024

    SPS Investment Services Limited/Wilby Securities

    We recommend caution when dealing with SPS Investment Services Limited and/or Wilby Securities and their websites.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  7. 15 November 2016

    When strangers call bearing investment gifts: hang up

    Cold calls from strangers about investment opportunities are not only sure-fire losers, but illegal, and the Financial Markets Authority says the best response is the dial tone.
    Tags
    Media release, Consumer, News & Insights, Scams
    Type
    Page

  11. 12 August 2022

    South African regulator cautions investors about Prime Bright Investment

    A warning has also been published about Prime Bright Investment Limited by the Financial Sector Conduct Authority in South Africa (FSCA), the financial regulator of South Africa. FMA are concerned that the entity may be involved in a scam.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page