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Found 5810 results. Displaying page 2 of 388

1. 31 July 2023

   Standard 12 Exchange of value settlement systems

   Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).

   Tags

   Financial market infrastructures, Roles, Business

   Type

   PDF

2. 4 December 1996

   Securities and Exchange Commission in Taipei - Bilateral MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities and Exchange Commission in Taipei

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

3. 17 April 2024

   AxonExchange – Imposter website, suspected scam

   The FMA recommends caution when dealing with AxonExchange and its associated websites. We are aware of an investor who has invested with AxonExchange and is now unable to withdraw funds.

   Tags

   Imposter website, Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

4. 24 May 2019

   How to spot an investment scam

   FMA guide to protecting yourself from investment scammers by identifying common types of scams.

   Tags

   Investing, Article, Consumer, News & Insights, Scams

   Type

   Page

5. 6 August 2018

   Caledonia Investment Company Limited

   Caledonia Investment Company Limited is not a registered financial service provider in New Zealand.

   Tags

   Unregistered business, Investor warning, Consumer, Scams

   Type

   Page

6. 25 January 2021

   Types of investments

   There are many ways to invest your money, though some investments are riskier than others. What’s right for you will depend on your investment goals and investing experience. Watch our video to learn more.

   Tags

   Investing, Ways to invest, Consumer

   Type

   Page

7. 1 December 2017

   Financial Markets Conduct (Forward Foreign Exchange Contracts) Designation Notice 2017

   Financial Markets Conduct (Forward Foreign Exchange Contracts) Designation Notice 2017

   Tags

   Designations, Business

   Type

   Page

8. 26 May 2017

   RBNZ and FMA welcome new foreign exchange market Global Code of Conduct

   The Reserve Bank of New Zealand and Financial Markets Authority have welcomed the release of a new code to promote good practice in the international foreign exchange market.

   Tags

   Market operator, Conduct, Media release, Roles, Business, News & Insights

   Type

   Page

9. 12 December 2022

   Bay Exchange is not registered to provide financial services in New Zealand

   Bay Exchange is providing financial services to New Zealand residents without complying with the New Zealand financial markets legislation.

   Tags

   Fake regulator, Suspected scam, Scams

   Type

   Page

10. 16 May 2022

    Forex trader and Crypto exchange, Gold Century Ventures may be operating a scam

    WARNING: Gold Century Ventures is not a registered financial service provider in New Zealand, they are not permitted to provide financial services to New Zealand residents. We recommend exercising caution when dealing with this entity.

    Tags

    Suspected scam, Scams

    Type

    Page

11. 17 September 2021

    Singapore Exchange Derivatives Trading Limited (SGX-DT)

    SGX-DT (Singapore Exchange Derivatives Trading Limited) are licensed market operators.

    Tags

    Market operator, Roles, Derivative Issuer, Business

    Type

    Page

12. 11 June 2004

    Securities Act (Group Investment Index Funds)

    Securities Act (Group Investment Index Funds) expired exemption notice

    Tags

    Exemptions, Business

    Type

    Page

13. 11 April 2016

    Be wary of investment offers from outside the regulatory patch

    After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.

    Tags

    Media release, FMA, News & Insights

    Type

    Page
14. • Suspected scam

    13 May 2024

    Fake Celebrity Investment Scam – Multiple trading platforms

    The FMA has received several reports regarding fake celebrity or fake influencer endorsement advertisements on social media, promoting online investment schemes.

    Tags

    Suspected scam, Investor warning, Consumer, Scams

    Type

    Page

15. 21 October 2022

    Investor warning: Easy Trade Investment not registered to provide financial services in New Zealand

    WARNING: Easy Trade Investment claims to trade in foreign exchange, stock, bonds, and cryptocurrencies through their trading platform, however, it is not a registered Financial Service Provider in New Zealand.

    Tags

    Scams

    Type

    Page