Back

Search results

Found 5813 results. Displaying page 73 of 388

  1. 5 November 2018

    FMA and RBNZ report on bank conduct and culture

    FMA and RBNZ have completed their joint review into the conduct and culture of 11 New Zealand banks. The review is the first of its kind in New Zealand.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  2. 21 September 2022

    Consolidated managed fund data

    Quarterly files with consolidated data for non-KiwiSaver managed funds.
    Tags
    Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  3. 16 June 2022

    Update on the KiwiSaver default scheme provider change process

    May 2021, the Finance Minister and Minister of Finance and the Minister of Commerce and Consumer Affairs announced the 6 KiwiSaver providers who will offer default fund services from 1 December 2021.
    Tags
    KiwiSaver & Superannuation, Article, Consumer, News & Insights
    Type
    Page

  4. 20 May 2022

    Fair dealing

    Underpinning the breadth of the FMC Act are the fair dealing provisions, which set out the core standards of behaviour that those operating in the financial markets must comply with. This webpage provides an overview of why the fair dealing and stop order provisions are important, who must comply with these requirements, the principles the FMA applies when assessing compliance, our enforcement approach and how you can report possible breaches.
    Tags
    Fair dealing, Business
    Type
    Page

  6. 27 June 2019

    Asia Region Funds Passport

    New Zealand, Australia, Japan, Korea and Thailand have agreed to establish and implement what is known as the Asia Region Funds Passport. Once implemented, the passport will allow a managed fund based in one jurisdiction to be offered more easily to investors in other participating jurisdictions.
    Tags
    Asia Region Funds Passport Register, Business
    Type
    Page

  7. 13 September 2018

    Guide to being an effective director

    The essentials of being an effective director outlines some of the essential behaviours directors should demonstrate to meet legal, regulatory and ethical standards for directors, and tells you where you can go to find out more.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  8. 4 November 2021

    FMA speaks to MinterEllisonRuddWatts clients

    The FMA acting General Counsel, Karen Chang's speech to MinterEllisonRuddWatts clients on Thursday 4 November 2021.
    Tags
    Speeches and presentations , News & Insights, Enforcement
    Type
    Page

  10. 7 June 2019

    Rob Everett speaking at Transparency International- FISA launch

    FISA is a world first assessment of the integrity framework of a country’s financial system. See Rob Everett's speech transcript from the FISA launch event at the Transparency International NZ.
    Tags
    Speeches and presentations , News & Insights
    Type
    Page

  13. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.
    Tags
    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights
    Type
    Page, Podcast

  14. 21 July 2023

    Forestlands and director Rowan Charles Kearns

    Rowan Kearns, the founder and sole director of the Forestlands group of companies, was sentenced yesterday to four months’ community detention and 100 hours’ community work with a 9pm – 7am curfew.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page