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Found 2136 results. Displaying page 29 of 143

  2. 17 December 2015

    Kerry Langley Haycock

    Kerry Langley Haycock, FSP455966, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 6 April 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice).Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 8 June 2016

    PledgeMe Limited

    PledgeMe Limited, FSP359926, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Roles, Business
    Type
    Page

  5. 23 December 2015

    Ian Howard Russon

    Ian Howard Russon, FSP478366, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  6. 19 December 2019

    LMAX NEW ZEALAND LIMITED

    Lmax New Zealand Limited, FSP612509, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 15 November 2013

    David Ross sentenced for New Zealand’s largest ever Ponzi

    David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  9. 5 May 2017

    KiwiSaver trial to target decision-making a decade out from retirement

    The FMA is working with ANZ to see if behavioural insights can prompt more ANZ KiwiSaver members to get retirement advice, or use retirement-planning tools when they hit 56 years old.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  10. 13 December 2021

    Angel HQ DBG

    Angel HQ and members, Angel HQ Incorporated FSP 103684 and Angel HQ Nominee LtdFSP 62781 are DBG's effective 30 July 2021.
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  11. 19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 4 April 2017

    Point of retirement research 2017

    In December 2016 FMA commissioned Colmar Brunton to carry out research among people who are nearing retirement age, or who have recently retired. This research is designed to help FMA learn more about the financial decisions that people make when they retire.
    Tags
    Reports and Papers, Investor capability, FMA, News & Insights
    Type
    PDF

  15. 1 April 2019

    AML/CFT Annual Monitoring Report 2018

    This report summarises our monitoring activities from 1 July 2016 to 30 June 2018, to help reporting entities better understand our expectations, and what they can do to improve their systems and processes to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 and its supporting regulations.
    Tags
    AML/CFT, Monitoring, Reports and Papers, Roles, Reporting entities, Business, News & Insights
    Type
    PDF