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Found 2136 results. Displaying page 22 of 143

  1. 1 December 2016

    Westpac Banking Corporation

    Westpac Banking Corporation, FSP36250, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  2. 1 November 2015

    John Peter Milner

    John Peter Milner (Collaborative Consulting Ltd), FSP9761, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  3. 15 September 2016

    Public Trust

    Public Trust, FSP24561, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  4. 23 September 2016

    Roger Dickie (N.Z.) Limited

    Roger Dickie (N.Z.) Limited, FSP512246, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 13 January 2020

    CONSILIUM NZ LIMITED

    Consilium NZ Limited, FSP439786, is an AML/CFT reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 10 July 2020

    Perpetual Trust Limited

    Perpetual Trust Limited (FSP40361) is a licenced DIMS provider.
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 18 June 2014

    FMA releases guide to help smaller financial adviser businesses with the licensing process for DIMS

    Following changes to the regulation of Discretionary Investment Management Services (DIMS) announced Monday 16 June, by Commerce Minister, Craig Foss, the Financial Markets Authority (FMA) has released a guide to help advisers and small businesses who want to apply for a licence to provide DIMS under the Financial Markets Conduct Act
    Tags
    Discretionary investment management scheme (DIMS), Media release, Roles, Business, News & Insights
    Type
    Page, Guidance

  8. 23 October 2019

    JMI Wealth Limited

    JMI Wealth Limited, FSP93061, previously known as JMIS limited is an AML reporting entity supervised by the FMA.
    Tags
    Type
    Page

  9. 28 November 2016

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  10. 30 November 2015

    V.I.P. Financial Services Limited

    V.I.P. Financial Services Limited, FSP467726, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 2 November 2016

    i-Select Limited

    i-Select Limited, FSP250465, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 1 December 2016

    Saturn Invest New Zealand Limited

    Saturn Invest New Zealand Limited, FSP414106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 12 August 2019

    Financial Markets Conduct (Methven Limited) Exemption Notice 2019

    Methven Limited is exempted from - (a) section 461D of the Act, in respect of the requirement to have the Methven FY19 Financial Statements audited by a qualified auditor; and (b) section 461H(1) of the Act, to the extent that section requires a copy of an auditor's report to be delivered to the Registrar for lodgment.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  15. 13 December 2019

    ENLIGHTENED LIFE LIMITED

    Enlightened Life Limited, FSP532766, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page