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Found 2136 results. Displaying page 19 of 143

  1. 27 November 2023

    Medical Assurance Society New Zealand Limited (MAS)

    Details of the case filed in the High Court against Medical Assurance Society New Zealand Limited (MAS) can be found on this page.
    Tags
    Fair dealing, Enforceable undertaking, Powers, Court – civil, Business, Enforcement
    Type
    Page

  2. 11 April 2024

    Financial adviser

    To use the term Financial Adviser from the start of the new financial advice regime, you must be registered on the Financial Service Providers Register (FSPR) and engaged by a licensed financial advice provider (FAP) (or authorised body).　
    Find out more about licensing, your ongoing obligations and duties and complying with the new Code of Professional Conduct; liabilities and enforcement and frequently asked questions on this page.
    Tags
    New Financial Advice regime, Compliance, Financial Adviser, FSPR, Obligations, Licensing & registration, Roles, Business
    Type
    Page

  3. 28 November 2016

    Collinson Crowdfunding Limited

    Collinson Crowdfunding Limited, FSP509686, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  4. 11 May 2015

    Zagga Limited

    Zagga Limited (previously Lendme Limited), FSP393946, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  6. 1 June 2015

    Funds Administration New Zealand Limited

    Funds Administration New Zealand Limited, FSP3961, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 26 February 2016

    AMP Wealth Management New Zealand Limited

    AMP Wealth Management New Zealand Limited, FSP25061, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  8. 1 November 2016

    MIDLANDS FUNDS MANAGEMENT LIMITED

    Fund Managers Central Limited, FSP43686, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  9. 22 July 2019

    NZX Wealth Technologies Limited

    NZX Wealth Technologies Limited, FSP487546, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 9 September 2019

    MARS CAP LIMITED

    Mars Cap Limited, FSP661531, is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 2 August 2019

    IMAK Advice Limited

    IMAK Advice Limited, FSP466906, is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  12. 7 November 2016

    Always-Ethical Limited

    Always-Ethical Limited (FSP312967) IS A MANAGED INVESTMENT SCHEME MANAGER
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 17 May 2021

    GBPENSIONS LIMITED

    GBPENSIONS LIMITED (FSP692551) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 7 August 2015

    Squirrel Money Limited

    Squirrel Money Limited, FSP354706, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  15. 25 August 2016

    Kevin Charles Ferguson

    Kevin Charles Ferguson, FSP481866, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page