Search results

Found 2136 results. Displaying page 13 of 143

1. 30 October 2016

   Changes to FMA fees and levies 2016

   Summary of changes to fees and levies Oct 2016

   Tags

   Licensing & registration, Business

   Type

   PDF, Notice

2. 23 June 2023

   Climate-related Disclosures Monitoring Plan 2023-2026

   The FMA’s approach to monitoring the compliance of climate reporting entities with their legislative requirements and reporting obligations for the climate-related disclosures regime.

   Tags

   Authorised body under a FAP, Banking, Compliance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights

   Type

   Page, Guidance

3. 13 March 2017

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

4. 2 December 2016

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

5. 20 September 2023

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 31 August 2022

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

6. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

7. 28 July 2016

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

8. 29 June 2016

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period.

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

9. 8 November 2016

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

10. 20 September 2016

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

11. 2 December 2016

    i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

12. 2 December 2016

    AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

13. 2 December 2015

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Tags

    Waivers, Managed Investment Schemes, Business

    Type

    Page

14. 11 June 2021

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021

    Tags

    Waivers, Managed Investment Schemes, Business

    Type

    Page

15. 25 November 2016

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page