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Found 1973 results. Displaying page 11 of 132

1. 1 August 2022

   CE Expense Disclosure Gifts Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Gifts Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

2. 28 February 2022

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 1 August 2022

   CE Expense Disclosure Hospitality Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Hospitality Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 28 February 2022

   CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 1 August 2022

   CE Expense Disclosure Other Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Other Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

6. 28 February 2022

   CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 1 August 2022

   CE Expense Disclosure Summary Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Summary Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

8. 28 February 2022

   CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

9. 1 August 2022

   CE Expense Disclosure Travel Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Travel Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

10. 12 March 2024

    PLUS500AU PTY. LTD.

    PLUS500AU PTY. LTD.is an AML/CFT reporting entity.
    
    

    Tags

    Type

    Page

11. 27 March 2024

    Exemption Notice Silverwood Land 2015 Limited Partnership 2024

    The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.

    Tags

    Type

    PDF, Exemption notice

12. 25 May 2021

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

13. 27 March 2024

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2024

    Silverwood Land 2015 Limited Partnership (scheme) is a forestry scheme that has been winding up for several years. The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.

    Tags

    Exemptions, Business

    Type

    Page

14. 5 August 2015

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is licensed to provide Discretionary Investment Management Services (DIMS).

    Tags

    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

    Type

    Page

15. 15 November 2019

    Consultation: Proposed standard conditions for financial advice provider transitional licences

    The FMA is consulting on two standard conditions we are considering imposing for transitional licences, as part of the new financial advice regime.

    Tags

    Financial Advice Provider, Consultations, Roles, Business

    Type

    Page