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Found 2009 results. Displaying page 15 of 134

  2. 4 April 2016

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 4 November 2014

    Crowdsphere Limited

    Crowdsphere Limited, FSP360186, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  5. 10 March 2017

    Hedgestone Group

    The Manitoba Securities Commission warned that Hedgestone Group is an unregistered entity.
    Tags
    International regulator alerts, Scams
    Type
    Page

  7. 1 February 2014

    New Zealand Capital Finance

    New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 26 June 2018

    Mace, Parry and Associates

    Mace, Parry and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  10. 3 August 2023

    Enforcement Policy

    Our enforcement policy is intended to guide and inform financial market participants. It is also intended to be a living policy and we may revise it from time to time according to what our objectives and priorities are. It is not exhaustive and is not binding.
    Tags
    Policy, Business, Enforcement
    Type
    Page

  11. 10 August 2021

    Willis Bond DBG

    Willis Bond DBG
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  15. 1 August 2017

    Vhtrade International Financial Group

    Vhtrade International Financial Group claims to be registered on the FSPR when they are not.
    Tags
    International regulator alerts, Scams
    Type
    Page