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Found 2044 results. Displaying page 78 of 137

  1. 31 August 2022

    Medical Assurance Society DBG

    Medical Assurance Society DBG including: Medical Assurance Society New Zealand Limited, Medical Securities Limited, and Medical Funds Management Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  2. 28 May 2021

    strandcapital.io

    We are concerned that www.strandcapital.io (the website) may be operating a scam. The website offers investment plans with unrealistically high returns. We are aware of an investor in the website being unable to withdraw his investment.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 8 April 2022

    Scam operation targeting New Zealand investors

    WARNING: FMA are concerned that a scam operation is targeting New Zealand residents and offering investment in a fixed return managed fund. It is claimed that the investment is offered by Blackrock Investment Management Australia Limited (part of Blackrock Inc.), which is not true. Blackrock Investment Management Australia Limited has confirmed that they are not connected with the offer and/or the entity.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 4 July 2019

    OneLife Network Limited and OneCoin Limited

    We recommend extreme caution before investing with OneLife or OneCoin as we are concerned they bear the characteristics of a scam, including withholding client funds and promising unrealistic returns.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 29 July 2019

    SeaGold Invest, Pallet Coins and Pallets Invest

    We are concerned that seagoldinvest.com, palletscoins.com and palletinvest.com may be operating a scam. The websites listed above are not associated with nor authorized by the New Zealand registered company 'The Pallet Company Limited'.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 10 March 2021

    Consultation: New financial advice regime exemptions

    The Financial Services Legislation Amendment Act 2019 (FSLAA) will introduce a new regulatory regime for financial advice. We are considering where FMC Act exemptions may be useful to support the effective operation of the new regime.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  7. 2 November 2020

    FMA opens consultation on guidance for KiwiSaver fees

    The FMA’s guidance sets out the regulatory approach to the requirement that KiwiSaver fees not be unreasonable.
    Tags
    Regulation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page, Guidance

  8. 20 September 2021

    Green Tower Investments

    WARNING: the FMA is concerned that Green Tower Investments may be operating a scam. We have received a report from New Zealand residents who have been unable to withdraw their investment with Green Tower Investments.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  9. 11 September 2014

    Directors fined for not filing financial statements

    Directors Hayden George Jones and Thomas Alexander George Jones have been fined $35,000 each for breaches of the Financial Reporting Act 1993. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 14 June 2013

    Home detention for Dominion Finance directors

    Two former directors of Dominion Finance have today been sentenced to home detention after pleading guilty to Securities Act charges laid by the Financial Markets Authority. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  11. 6 September 2010

    Updated Guide for Financial Entities

    The Securities Commission today released an updated edition of its QFE Adviser Business Statement Guide reflecting changes to the Financial Advisers Act.
    Tags
    Media release, News & Insights
    Type
    Page

  12. 4 October 2014

    Securities Act (Tairua Marina)

    Securities Act (Tairua Marina) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  15. 9 September 2022

    Imposter website: audaxtrading.net

    The website audaxtrading.net is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Audax Trading Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page