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Found 107 results. Displaying page 3 of 8

1. 30 December 2018

   31 December 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 December 2018

2. 19 December 2018

   NZX Participant Rules - Approval of Changes Notice 2018

   This notice approves the changes to the Participant Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. These changes will be incorporates into the Participant Rules on 1 July 2019 or on a date in the future determined by the NZX in accordance with the Participant Rules at Rule 1.4

3. 29 September 2018

   30 September 2018 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018

4. 29 September 2018

   30 September 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 September 2018

5. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

6. 31 July 2018

   Expense disclosure CE Travel January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

7. 30 July 2018

   Expense disclosure CE Hospitality January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

8. 30 June 2018

   30 June 2018 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2018

9. 30 June 2018

   30 June 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 June 2018

10. 31 March 2018

    31 March 2018 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 31 March 2018

11. 31 March 2018

    31 March 2018 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 March 2018

12. 22 February 2018

    RIS Exemption to enable personalised digital advice 2018

    This regulatory impact statement (RIS) is for financial adviser entities, advisers, and other interested parties. It discusses an exemption to enable the provision of personalised digital advice services.

13. 13 February 2018

    Fonterra Shareholders - Approval of Rule Change Notice 2018

    The notice approves changes to the FSM Rules that were provided to the FMA by NZX for approval on 22 Dec 2017. These changes will be incorporated into the FSM Rules at a future date to be determined by the NZX.

14. 30 July 2018

    Expense disclosure CE Travel January to June 2019

    CE expenses disclosure for the period 1 January 2018 - 30 June 2018

15. 19 December 2018

    NZX Derivatives Market Rules - Approval of Rule Changes 2018

    This notice approves changes to the Derivates Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. The changes approved are: necessary amendments to ensure consistency with the listing rules and the Captial Adequcy rules have been amended to include "Fund" as well as Debt and Equity Securities.