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1. 30 January 2018

   Expense disclosure CE Gifts July to December 2017

   CE expenses disclosure for the period 1 July 2017 - 31 December 2017

2. 30 January 2018

   Expense disclosure CE Hospitality July to December 2017

   CE expenses disclosure for the period 1 July 2017 - 31 December 2017

3. 30 January 2018

   Expense disclosure CE Travel July to December 2017

   CE expenses disclosure for the period 1 July 2017 - 31 December 2017

4. 31 December 2017

   31 December 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 December 2017

5. 30 September 2017

   30 September 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017

6. 13 July 2017

   Exemption notice - Financial Markets Conduct Goodman Group 2017

   Financial Markets Conduct (Goodman Group) Exemption Notice 2017

7. 30 June 2017

   30 June 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2017

8. 31 March 2017

   31 March 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2017

9. 10 October 2017

   Regulatory Impact Statement: Non-NZX Broker Client Money 2017

   This document is for non-NZX brokers and their clients. It discusses an exemption granted to non-NZX brokers

10. 28 July 2017

    Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017

    This notice is the Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017.

11. 2 June 2017

    Amendment Notice 2017 FMC Shares in Investment Companies Designation

    The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017. The notice declares that certain shares in investment companies are managed investment products rather than equity securities for the purposes of the FMC Act, but the princepal notice does not apply to shares that are NZX Main Board shares.

12. 15 May 2017

    Regulatory Impact Statement: Designation of shares in investment companies 2017

    This document is for investment companies, managers, advisers. It discusses a class designation of certain shares in investment companies as managed investment products.

13. 3 September 2024

    FMA branding spend OIA 2024 response

    FMA spending on branding and logo's since 2017

14. 29 November 2017

    Exemption Notice - Irish UCITS

    Financial Markets Conduct Exemption Notice 2017: Irish UCITS.

15. 7 September 2018

    NZX Participant Rule Change Notice - Off Market Trading 2018

    This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017