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Found 132 results. Displaying page 4 of 9

1. 24 May 2018

   New Zealand Equity Market Cleanliness for the years 2010-2016

   This report assesses the cleanliness of New Zealand equity markets. The assessment is based on the prevalence of abnormal price movements ahead of material price sensitive announcements -measured by the market cleanliness statistic (MCS). The report assessed the New Zealand market cleanliness for the years 2010-2016 and found that the MCS appears to be fluctuating and does not display a clear increasing or decreasing trend.

2. 7 October 2016

   Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

   On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

3. 16 September 2016

   Exemption Notice - Securities Act Smartshares Limited

   Securities Act Exemption Notice 2016: Smartshares Limited.

4. 1 February 2016

   Consumer advisory network - charter of participation

   Consumer Advisory Network charter of participation 2016

5. 31 October 2019

   Exemption Notice - Financial Advisers GT Nominees Limited

   Financial Advisers (GT Nominees Limited) Exemption Notice 2016.

6. 1 December 2016

   Exemption notice - Financial Markets Conduct Denarau Villas

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

7. 18 November 2016

   Exemption Notice - Financial Markets Conduct Forestry Schemes

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

8. 16 November 2016

   Exemption notice - Complectus Ltd

   Financial Markets Conduct (Complectus Limited) Exemption Notice 2016

9. 11 November 2016

   Exemption notice - Financial Markets Conduct Corporate Trustees

   Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

10. 3 June 2016

    Exemption Notice - Financial Markets Conduct Trustpower Group

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

11. 26 May 2016

    Exemption notice - Financial Advisers Australian Qualified Advisers

    Financial Advisers Exemption Notice 2016: Australian Qualified Advisers.

12. 24 March 2016

    Exemption notice - Financial Markets Conduct QBE Group

    Financial Markets Conduct Exemption Notice 2016: QBE Group.

13. 4 April 2016

    Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

    Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

14. 18 November 2016

    Exemption notice - Financial Markets Conduct Antipodes Gold Limited

    Financial Markets Conduct (Antipodes Gold Limited) Exemption Notice 2016

15. 1 November 2016

    Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

    Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016