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1. 30 July 2016

   Expense disclosure CE Travel January June 2016

   CE expenses disclosure for the period 1 January 2016 - 30 June 2016

2. 30 June 2016

   aml cft annual report user guide 2016

   This user guide can be used as a reference for AML CFT reporting entities when completing their annual report

3. 1 June 2016

   Auditor regulation and oversight plan 2016 2019

   Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2016-2019 period.

4. 15 March 2016

   Exemption Notice 2016 - Allianz Australia Insurance Limited

   Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

5. 1 June 2013

   Auditor regulation and oversight plan 2013 2016

   Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2013-2016 period

6. 23 December 2016

   31 December 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 December 2016

7. 1 December 2016

   Exemption Notice - Silverwood Land 2015 Limited Partnership 2016

   Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016

8. 18 November 2016

   Exemption Notice - Financial Markets Conduct Bonus Bonds 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016.

9. 30 September 2016

   30 September 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2016

10. 1 August 2016

    Authorised Financial Advisers in NZ — key findings 2016

    This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

11. 30 June 2016

    30 June 2016 Disclose Register Kiwisaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

12. 31 March 2016

    31 March 2016 Disclose Register Kiwisaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

13. 18 March 2016

    Exemption Notice 2016 - Spark New Zealand Limited Group

    Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

14. 17 March 2016

    Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

    Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

15. 24 March 2016

    Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

    Financial Markets Conduct Exemption Notice 2016: AIA International Limited.