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Found 160 results. Displaying page 4 of 11

18 November 2020

Consultation draft guidance advertising offers FMC Act

Consultation - Proposed guidance: advertising offers of financial products under the Financial Markets Conduct Act 2013.
18 November 2013

Changes ahead for Financial Reporting FMA Factsheet

Information sheet relating to the Financial Reporting Bill and what to expect: 18 November 2013.
1 August 2013

New Zealand Bankers Association submission

Response to consultation, New Zealand Bankers Association, 3 Aug 2013: Draft factsheet on managing intermediaries
28 June 2017

Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.
27 September 2022

Securities Industry Association submission

Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback
1 August 2016

Authorised Financial Advisers in NZ — key findings 2016

This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.
30 November 2015

ASB Bank Limited Waiver Notice

ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
1 August 2013

MinterEllisonRuddWatts Lawyers submission

Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback
1 August 2013

Trustee Corporations Association of New Zealand Inc submission

Feedback to consultation from Trustee Corporations Association of New Zealand Inc, 1 Aug 2013:Factsheet on managing intermediaries feedback
1 July 2020

Macquarie Group Holdings New Zealand Limited submission

Consultation feedback from Macquarie Group Holdings New Zealand Limited, 1 Aug 2013: Practical implications on factsheet on managing intermediaries feedback
22 June 2017

UDC Finance Limited Waiver Notice - PDS consideration unnecessary

UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary. June 2017.
30 November 2015

KVB Kunlun New Zealand Limited Waiver Notice

KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
15 October 2013

FMP Medical Services Limited - order

Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013
8 April 2024

Regulatory impact statement Standard condition on business continuity and technology systems

Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.
11 September 2015

First Mortgage and First Mortgage PIE Trust Waiver Notice

First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary