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Found 160 results. Displaying page 3 of 11

1. 10 December 2013

   Exemption Notice - revocation notice Securities Act TradeMe Limited 2013

   Securities Act Exemption Notice 2013: Trade Me Limited Pre-paid Accounts.

2. 8 November 2013

   NZX Participant Rules - Approval of market rules notice 2013

   This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013

3. 14 September 2015

   IPOs under the Financial Markets Conduct Act 2013 research report

   Research reports for IPOs under the Financial Markets Conduct Act 2013

4. 1 December 2013

   Accredited Body Report – New Zealand Institute of Chartered Accountants 2013

   NZICA’s obligations under the Act require it to have adequate and effective systems, policies and procedures in place to perform its regulatory functions. These functions include: licensing of domestic auditors and registering domestic audit firms; monitoring the population registered by NZICA; promoting and monitoring competence; taking action against misconduct. This report contains the outcome of FMA’s assessment and covers the period 1 July 2012 to 30 June 2013 (the review period).

5. 1 November 2013

   A Guide to the Financial Markets Conduct Act 2013 Reforms

   This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.

6. 14 May 2013

   Fonterra Shareholders' Market Rules - Approval of market rules notice 2013

   The FSM Rules dated 14 May 2013 introduce the Diversity Rule. The Diversity Rule incorporates specific reporting requirements for Fonterra Co-operative Group Limited in relation to gender diversity and diversity policy.

7. 30 October 2013

   Main board/debt market listing rules - Approval of market rules notice 2013

   This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013

8. 29 April 2024

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013. Published in April 2024

9. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

10. 18 August 2016

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

11. 11 January 2013

    Identity code of practice - OIA response

    Identity code of practice OIA response, 11 January 2013

12. 8 November 2013

    Exemption Notice - Financial Reporting Act (OnePath Custodians Pty Limited)

    Financial Reporting Act (OnePath Custodians Pty Limited) Exemption Notice 2013

13. 30 January 2015

    Expense disclosure CE Hospitality 2014 Jul Dec

    CE expenses disclosure for the period 1 July 2014 - 31 December 2013

14. 30 July 2013

    Expense disclosure CE Travel 2015 Jan Jun

    CE expenses disclosure for the period 1 January 2015 - 30 June 2013

15. 11 June 2013

    National Finance - Appeal Judgment

    Court of Appeal Judgment in the case against Trevor Allan Ludlow, 7 June 2013.