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Found 142 results. Displaying page 2 of 10

1. 30 January 2014

   Expense disclosure CE travel 2013 jul dec

   CE expenses disclosure for the period 1 July 2013 - 31 December 2013

2. 13 December 2013

   nzica annual report on accredited bodies 2013

   Accredited Body Report – New Zealand Institute of Chartered Accountants For the year ended 30 June 2013

3. 1 August 2013

   Consultation response managing intermediaries Champman tripp 2013

   Response to consultation - Chapman Tripp, 1 Aug 2013: practical implications of reporting entities transacting with other reporting entities

4. 30 July 2013

   Expense disclosure CE gifts 2013 jan jun

   CE gifts and hospitality disclosure for the period 1 January 2013 - 30 June 2013

5. 30 July 2013

   Expense disclosure CE hospitality 2013 jan jun

   CE expenses disclosure for the period 1 January 2013 - 30 June 2013

6. 30 July 2013

   Expense disclosure CE travel 2013 jan jun

   CE expenses disclosure for the period 1 January 2013 - 30 June 2013

7. 30 June 2020

   Consultation Joint response to managing intermediaries 11 nov 2013

   The Financial Markets Authority published a consultation paper on 11 July 2013 concerning certain obligations under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘AML/CFT Act’). The paper dealt with the obligations of reporting entities that transact with other reporting entities.17 submissions were received from market participants, industry bodies, law firms and consultants. This paper details the responses.

8. 10 December 2013

   Exemption Notice - revocation notice Securities Act TradeMe Limited 2013

   Securities Act Exemption Notice 2013: Trade Me Limited Pre-paid Accounts.

9. 8 November 2013

   NZX Participant Rules - Approval of market rules notice 2013

   This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013

10. 14 September 2015

    IPOs under the Financial Markets Conduct Act 2013 research report

    Research reports for IPOs under the Financial Markets Conduct Act 2013

11. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.

12. 14 May 2013

    Fonterra Shareholders' Market Rules - Approval of market rules notice 2013

    The FSM Rules dated 14 May 2013 introduce the Diversity Rule. The Diversity Rule incorporates specific reporting requirements for Fonterra Co-operative Group Limited in relation to gender diversity and diversity policy.

13. 30 October 2013

    Main board/debt market listing rules - Approval of market rules notice 2013

    This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013

14. 29 April 2024

    BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013

    BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013. Published in April 2024

15. 30 November 2014

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.