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1. 31 July 2023

   Standard 2 Governance

   Standard 2 Governance for designated Financial Market Infrastructures (FMIs).

2. 7 March 2023

   FAP regulatory returns questions Class 2

   This document provides an overview of the questions you'll be asked for when you submit your Class 2 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).

3. 10 October 2022

   Consultation FAP Class 2 regulatory returns

   This consultation is intended for Class 2 licensed financial advice providers (FAPs).

4. 10 October 2022

   Questions for FAP Class 2 regulatory returns

   Questions you will be asked online when you submit your FAP Class 2 regulatory return.

5. 1 September 2021

   FAP Licensing Application Guide Class 2 questions

   FAP Licensing Application Guide Class 2 questions: This document contains the questions you will be asked when applying for a Class 2 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.

6. 10 October 2022

   Feedback form FAP Class 2 Regulatory Returns consultation

   Feedback form for consultation - Class 2 FAP regulatory returns.

7. 20 July 2020

   Investor Confidence Survey 2020 Part 2 COVID Impacts

   Attitudes towards New Zealand’s financial markets following COVID.

8. 22 April 2022

   2022 23 Letter of expectation

   Annual letter of expectation from the Minister 2022-2-23

9. 1 July 2021

   Administrators of financial benchmarks BMA.2 Application checklist and declaration determination

   Administrators of financial benchmarks BMA.2 Application checklist and declaration.

10. 2 June 2016

    Mark Andrew Turnock - Judgment

    High Court Judgment in the case against Mark Andrew Turnock 2 June 2016.

11. 30 January 2024

    Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

    Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

12. 24 November 2016

    Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

    Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

13. 30 May 2024

    Financial Advice Provider Monitoring Insights

    Findings from the FMA’s supervision activities and monitoring of Class 1 and 2 licensed financial advice providers

14. 5 July 2022

    FMA DIMS SC2 consultation paper

    Consultation paper: Proposed variation to Standard Condition 2 of Standard Conditions for DIMS licences – Incidental financial advice

15. 5 July 2022

    FMA DIMS SC2 consultation feedback form

    Feedback form for consultation paper: Proposed variation to Standard Condition 2 of Standard Conditions for DIMS licences – Incidental financial advice