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Found 4010 results. Displaying page 53 of 268

  1. 23 November 2017

    FMA publishes 2017 Audit Quality Report/directors’ guide

    The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.
    Tags
    Directors, Auditor Regulation Act 2011, Media release, Roles, Legislation, Business, News & Insights
    Type
    Page

  4. 7 April 2020

    FMA stops misleading ads for COVID-19 health insurance

    The Financial Markets Authority (FMA) is warning people about suspicious offers of insurance or investments relating to COVID-19. Read more in this media release.
    Tags
    COVID-19, News & Insights
    Type
    Page

  5. 30 November 2015

    Auditor regulation survey 2015

    See the results of the audit survey conducted in 2015. The survey focused on the effectiveness of Audit quality since the introduction of the Act and if NZ auditor oversight regime is of the same standard as in other jurisdictions.
    Tags
    Auditors, Regulation, Roles, Reports and Papers, Business
    Type
    Page, Surveys

  7. 3 May 2023

    Michelle Barbara Forster (FSP37101)

    Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee
    Tags
    Reporting entities, Independent trustee, Licence, Roles, Licensing & registration, Business
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    Page

  10. 18 December 2017

    Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017

    The exemption granted by Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017 exempts the manager of some schemes from the requirement to prepare financial statements for the scheme (as opposed to financial statements for each of the separate funds) provided the criteria in clause 5 are met.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 2 February 2018

    Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018

    Under Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018 BNYM is exempted from sections 276 to 279 of the Act in respect of any relevant interest in a financial product that BNYM has as a result of an authority granted to it.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page