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  1. 1 June 2016

    Auditor regulation and oversight plan 2016 2019

    Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways
    we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2016-2019 period.
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF
  2. 30 November 2019

    Audit Quality Monitoring Report 2019

    Under the Auditor Regulation Act 2011 (AR Act), we must carry out a quality review of the systems, policies and procedures of registered audit firms and licensed auditors at least once every four years. We are required to prepare a report each year on the reviews we completed in the preceding financial year. Our reviews help improve audit quality and ensure audit opinions are reliable. The reviews also help us to achieve our strategic goal of ensuring investors are able to make active choices based on clear, concise and effective information.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF
  3. 1 November 2021

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021

    The Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021 provides relief for certain offers made in relation to the Fonterra Shareholders’ Fund (the Fund) on similar terms to the Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016. The notice is revoked on the earlier of: (a) the close of 31 October 2026; or (b) the date that the units in the Fund (Units) cease to be quoted on the NZX Main Board and the ASX.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page