Search results

Found 4009 results. Displaying page 35 of 268

1. 14 June 2021

   Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

   Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 20 October 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 24 March 2016

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 14 October 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 1 December 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 24 February 2017

   Financial Advisers (Overseas Custodians—Assurance Engagement) Exemption Notice 2017

   Financial Advisers (Overseas Custodians–Assurance Engagement) Exemption Notice 2017. Read more here.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 31 August 2022

   ABBOTT LIFE AND HEALTH (2015) LIMITED

   ABBOTT LIFE AND HEALTH (2015) LIMITED is an AML reporting entity

   Tags

   Roles, AML/CFT, Reporting entities, Business

   Type

   Page

8. 31 March 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 14 July 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 16 March 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 8 October 2021

    Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

    Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 9 September 2020

    COVID-19 response insights

    This information sheet will help financial services entities to understand the FMA’s approach to the COVID-19 pandemic, and consider ways to improve their own response as the crisis continues.

    Tags

    COVID-19, News & Insights

    Type

    Page

13. 18 March 2021

    Financial Markets Conduct (QBE Group) Exemption Notice 2021

    Financial Markets Conduct (QBE Group) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 30 April 2020

    Insurer COVID-19 Expectations

    Insurer COVID-19 Expectations

    Tags

    COVID-19, News & Insights

    Type

    Page

15. 16 March 2021

    Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

    Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page