Search results

Keywords

Date Published

Sort by:

Found 4009 results. Displaying page 4 of 268

22 April 2020

COVID 19 KiwiSaver member significant financial hardship applications one page 1

COVID 19: KiwiSaver significant financial hardship applications guide.

Tags

KiwiSaver & Superannuation, COVID-19, Consumer, News & Insights

Type

PDF
1 August 2018

Why aren’t women getting into investing? Presentation by Gillian Boyes 2018

Women in Super lunch on 1 August 2018 'Why aren’t women getting into investing?' Presentation by Gillian Boyes

Tags

Speeches and presentations , News & Insights

Type

PDF
10 October 2022

Consultation: Proposed regulatory returns for licensed Class 1 financial advice providers (FAPs)

Consultation closed - This consultation is primarily intended for Class 1 licensed financial advice providers.

Tags

Financial Advice Provider, Consultations, Regulatory returns, Roles, Business

Type

Page, Open, Consultation
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

Tags

Crowdfunding providers, Roles, Regulatory returns, Business

Type

Word document, Submission form
16 January 2017

Consultation paper Requirement for managers of multiple participant schemes to register participation agreements 1

The consultation seeks feedback on our proposal to exempt managers of multiple participant schemes from the requirement to register participation agreements entered into with the various employers they service.

Tags

Consultations, Roles, Business, Managed investment schemes

Type

PDF
30 November 2014

Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

Tags

FMC Act, Legislation, Business

Type

PDF, Information Sheet
27 November 2023

Medical Assurance Society to pay $2.1 million penalty for making false and misleading representations to customers

Medical Assurance Society New Zealand Limited (MAS) has been ordered to pay a pecuniary penalty of $2.1 million for making false and/or misleading representations to some customers, following proceedings brought by the Financial Markets Authority (FMA).

Tags

Media release, Fair dealing, Judgment, Business, News & Insights, Enforcement

Type

Page
30 January 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

Tags

Type

PDF
1 August 2022

CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

Tags

Executive expenses, FMA

Type

PDF
30 January 2022

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

Tags

Executive expenses, FMA

Type

PDF
28 February 2022

CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

Tags

Executive expenses, FMA

Type

PDF
30 November 2021

CE Expense Disclosure Hospitality Rob Everett 1 Jul to 31 Oct 21

CE Expense Disclosure Hospitality Rob Everett 1 Jul to 31 Oct 21

Tags

Executive expenses, FMA

Type

PDF
28 February 2022

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

Tags

Executive expenses, FMA

Type

PDF
30 November 2021

CE Expense Disclosure Other Rob Everett 1 Jul to 31 Oct 21

CE Expense Disclosure Other Rob Everett 1 Jul to 31 Oct 21

Tags

Executive expenses, FMA

Type

PDF
28 February 2022

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

Tags

Executive expenses, FMA

Type

PDF