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1 December 2014

Financial Markets Conduct Act 2013 (NZX–NXT Market)

Financial Markets Conduct (NZX–NXT Market) Exemption Notice 2014 - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
11 March 2016

Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
20 March 2020

FMA COVID-19 Update 20 March 2020

We are closely monitoring the coronavirus situation and thinking carefully about all necessary actions to ensure customers and investors are protected and markets continue to function well.

Tags

COVID-19, News & Insights

Type

Page
29 April 2016

Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016 - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
3 June 2016

Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

Financial Markets Conduct (Trustpower Group) Exemption Notice 2016 expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
1 November 2016

Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016

Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
2 March 2021

Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020.

Tags

Exemptions, Secondary legislation, Business

Type

Page
12 February 2018

Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018

Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018 amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 (the principal notice), which came into force on 19 May 2017.

Tags

Designations, Business

Type

Page
31 August 2022

210 Khyber Pass Investments Limited

210 Khyber Pass Investments Limited is an AML/CFT reporting entity

Tags

AML/CFT, Roles, Reporting entities, Business

Type

Page
30 June 2021

Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021

Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021

Tags

Exemptions, Secondary legislation, Business

Type

Page
11 August 2022

Grant David HASSELL (FSP1003056)

Grant David HASSELL (FSP1003056) is a licenced independent trustee

Tags

Independent trustee, Roles, Licensed entity, Business

Type

Page
29 April 2016

Financial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016

Financial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
16 September 2016

Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016

Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016 - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
4 November 2016

Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2016

Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2016 - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
18 November 2016

Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page