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  2. 5 October 2023

    FMA report: Lessons learned from Barry Kloogh Ponzi

    The FMA published a report on the findings of its inquiries following the Barry Kloogh fraud. These inquiries focused on the services provided to Kloogh by third party market participants.
    Tags
    Media release, Client money or property services provider, Financial Adviser, Roles, Business, News & Insights, Enforcement
    Type
    Page

  3. 5 October 2023

    Lessons learned from the Barry Kloogh Ponzi scheme

    The FMA has issued a report following the fraudulent activities of Barry Kloogh. This report records the FMA’s views and findings on the conduct that was the subject of these enquiries, the law that applies to that conduct, and our actions as a result of our findings.
    Tags
    Reports and Papers, Client money or property services provider, Roles, Financial Advice Provider, Financial Adviser, Business, News & Insights, Enforcement
    Type
    Page

  4. 6 October 2023

    AgroCura – Imposter website

    The entity AgroCura is purporting to be a registered company in New Zealand by using the name and Certificate of Incorporation of a registered New Zealand company, Agrocura Limited. A director of Agrocura Limited has confirmed it has no association with this website. Note, the initial warning has been updated.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  5. 5 September 2022

    Directors

    The office of a director carries with it a wide range of ethical, legal and commercial duties and obligations. This page provides a range of guidance and resources to assist directors in their duties in New Zealand.
    Tags
    Directors, Roles, Business
    Type
    Page

  6. 19 August 2022

    Aedifice Capital Designated Business Group

    Aedifice Capital Designated Business Group is a Designated Business Group with members: Aedifice Capital Partners Limited, Aedifice Capital Limited and Aedifice Capital Fund Limited Partnership.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  7. 28 July 2016

    FMA releases conduct guide for feedback

    FMA has released a guide to how it will examine whether financial services providers are demonstrating good conduct under the Financial Markets Conduct Act (FMC Act).
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  10. 25 September 2019

    FMA welcomes Government announcement on expanded remit

    The FMA (Financial Markets Authority) welcomed the Government’s announcement that it would introduce legislation to create an oversight regime for regulating conduct in the banking and insurance sectors.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  11. 12 May 2021

    Myfiduciary (CNI) Ltd

    Myfiduciary (CNI) Ltd is a icenced DIMS provider. They were previously known as.Taupō Moana Investments Limited (FSP623349).
    Tags
    Discretionary investment management scheme (DIMS), Roles, Reporting entities, Business
    Type
    Page

  12. 31 August 2015

    Become Wealth Ltd

    Become Wealth Ltd, previously known as Milestone Direct Limited, FSP249805, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page