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  1. 25 July 2023

    CoFI licensing begins

    From today the FMA will begin accepting licensing applications for financial institution licences under the Conduct of Financial Institutions (CoFI) regime.
    Tags
    Media release, Banking, Licence, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Licensing & registration, Business, News & Insights
    Type
    Page

  2. 1 August 2023

    Portaltradecapital – Imposter website

    The Portaltradecapital.com website is offering investments and is not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  3. 3 August 2023

    Horizon capital – Imposter website

    The Horizon-capital.ltd website is offering investments and is not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  4. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  5. 26 September 2019

    Circleforex and Yuanhui

    The FMA recommends exercising caution before dealing with www.circleforex.com as this website claims to be associated with FSP476086 in New Zealand which is incorrect.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 3 August 2023

    Enforcement Policy

    Our enforcement policy is intended to guide and inform financial market participants. It is also intended to be a living policy and we may revise it from time to time according to what our objectives and priorities are. It is not exhaustive and is not binding.
    Tags
    Policy, Business, Enforcement
    Type
    Page

  8. 4 August 2023

    WPS Management – impersonates genuine licensed entity

    There are false claims on a WPS Management website that it is a New Zealand Financial Service Provider (FSP), using the company name and FSP registration details of WPS Management Limited.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  9. 15 March 2022

    Opinion

    Opinion pieces from the FMA are published on this page.
    Tags
    Insights, News & Insights
    Type
    Page

  10. 19 July 2022

    Fraud case study: Close call in Starlink IPO share scam

    This fraud case study documents the story of someone we call Sarah (not her real name) to report an odd encounter she had with a company claiming to help her get shares in Starlink – the global satellite-based internet venture founded by Tesla and SpaceX’s Elon Musk.
    Tags
    Scams
    Type
    Page

  15. 28 February 2018

    Corporate governance in New Zealand: Principles and guidelines

    The Corporate governance in New Zealand: Principles and guidelines handbook assists directors, executives and advisers of non-listed and public-sector companies, and other entities, to apply corporate governance principles to their particular entity.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance