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  1. 16 March 2015

    FMA contingency DIMS seminar - PowerPoint presentation

    FMA contingency DIMS seminar - PowerPoint presentation provides more information on: what is a DIMS, types of DIMS and decisions for AFA's currently authorised for DIMS.
    Tags
    Discretionary investment management scheme (DIMS), Roles, Business
    Type
    Page, Guidance

  3. 15 March 2023

    Fake bond offer - esgbonds-nz.com / HSBCnz.com

    NZ residents have been approached by individuals claiming to be from HSBC New Zealand and offering an “HSBC New Zealand ESG Bond” with Fake PDS emailed from the esgbonds-nz.com and hsbcnz.com domains.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  5. 29 March 2023

    FMA issues formal warning to Vanguard

    We have issued a formal warning to Vanguard Investments Australia Limited (Vanguard), for failing to lodge a required notice on the New Zealand Companies Office Disclose Register.
    Tags
    Media release, Enforceable action, Formal warning, Powers, Offer disclosure for equity and debt offers, Roles, Business, News & Insights, Enforcement
    Type
    Page

  6. 13 April 2023

    Fundrock NZ Limited DBG

    Fundrock NZ Limited DBG including: Fundrock NZ Limited and InvestNow Saving and Investment Services Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  9. 15 March 2021

    Guide to Product Disclosure Statements

    FMA guide to product disclosure statements for investors.
    Tags
    Bonds, Derivatives, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 28 June 2021

    A guide to talking about money online

    Talking about money or investing can cross over into providing financial advice. This is a guide for consumers, social media influencers, bloggers and anyone wanting to discuss money matters online.
    Tags
    Financial advice, Reports and Papers, Article, Consumer, News & Insights
    Type
    Page, Resource

  11. 7 September 2022

    Spotlight on: Stock lending

    Stock lending is being offered to NZ retail investors. If you’re thinking about participating, understand how it works and the risks.
    Tags
    Investment basics, Online investing platforms, Investor information, Investing, Ways to invest, Managed funds, Shares, Article, Consumer, News & Insights
    Type
    Page

  12. 6 March 2023

    FMA investor profile - Mikayla Pakinga-Lawson

    FMA profiles Mikayla Pakinga-Lawson (Ngati Whakaue me Te Whanau-a-Apanui). Mikayla recently joined the FMA team as an Adviser in the Investor Capability team.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page

  13. 24 November 2021

    FMA investor profile - Rory Lynch

    This FMA Investor Profile focusses on Rory Lynch. While completing a finance major during university, it dawned on Rory that he ought to start thinking about his financial future and putting his education to good use. This seeded the start of his investing journey and he’s taken a self-directed, data-driven approach to investing ever since.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  14. 28 January 2022

    FMA investor profile - Reverend Scott Malcolm

    Our ongoing series of monthly profiles of investors around New Zealand. This month, we talk to Rev Scott Malcolm, an Anglican Priest.
    Tags
    FMA stories, Investor information, Article, Consumer, News & Insights
    Type
    Page

  15. 29 June 2022

    FMA investor profile - Sarah Kelsey

    This month’s FMA Investor Profile features Sarah Kelsey, a 23-year-old Product Marketing Specialist and host of the podcast series The OneUp Project.
    Tags
    Article, News & Insights
    Type
    Page