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Found 4009 results. Displaying page 20 of 268

1. 26 February 2016

   The FMA’s 100 billion dollar challenge: Raising confidence in the managed funds industry

   The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.

   Tags

   Managed funds, Media release, Ways to invest, Investing, Consumer, News & Insights

   Type

   Page, Guidance

2. 30 April 2021

   Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

   Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 28 August 2015

   FMA releases enforcement and investigations report 2015

   The Financial Markets Authority (FMA) has published its enforcement and investigations report for the year ending 30 June 2015.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

4. 23 April 2020

   Financial Markets Conduct (Financial Reporting and Other Relief – COVID-19) Exemption Notice 2020

   On 23 April 2020 the FMA granted the Financial Markets Conduct (Financial Reporting and Other relief – COVID-19) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 1 April 2021

   Scammers using dating apps to lure investors: Tom lost over $100,000

   An investment scam case study about a young man in NZ who lost over NZ$100,000 to a scam after matching with a woman on the dating app Tinder.

   Tags

   FMA stories, Consumer, News & Insights, Scams

   Type

   Page

6. 4 June 2014

   Presentation by Rob Everett to the Governance, Risk and Compliance Institute 2014

   Presentation by FMA CE, Rob Everett to the Governance, Risk and Compliance Institute 2014

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

7. 5 October 2016

   FMA 2016 KiwiSaver report shows growth in members and funds slowing

   Total money in KiwiSaver funds continues to grow, but at a much slower pace than the previous two years as both returns and numbers of new members decline.

   Tags

   KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights

   Type

   Page

8. 10 November 2021

   Auditors respond well to challenges presented by COVID-19

   Auditors have responded well to financial reporting challenges presented by the pandemic, according to the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko Audit Quality Monitoring Report for 2020/21.

   Tags

   Roles, Auditors, COVID-19, Media release, Business, News & Insights

   Type

   Page

9. 22 July 2020

   Kiwis confident financial markets will recover from COVID-19, plan to increase investments

   According to the results of our survey Kiwis are confident financial markets will recover from COVID-19, despite the majority of investors experiencing losses as a result of COVID-19,. Find out more

   Tags

   COVID-19, Financial advice, Shares, Ways to invest, Investing, Media release, Consumer, News & Insights

   Type

   Page

10. 9 April 2019

    Former CFO to pay $150,000, barred for Securities Markets Act breaches

    Mr Talbot has admitted to insider trading conduct and entered a guilty plea on a representative charge for a breach of disclosure obligations at Auckland High Court last month. Read more

    Tags

    Cases, Insider trading, Media release, News & Insights, Enforcement

    Type

    Page

11. 6 July 2015

    FMA settlement with Hanover defendants provides $18 million compensation for investors

    FMA has reached a settlement of its civil proceedings against the former directors of Hanover finance companies, and the former directors of a parent firm, Hanover Group Ltd. As part of the settlement, $18 million will be distributed to eligible investors who invested in the Hanover finance companies in the period from 7 December 2007 to 23 July 2008. Read more.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

12. 13 March 2024

    Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences

    Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brought by the Financial Markets Authority (FMA).

    Tags

    Media release, Court – criminal, Powers, Financial Adviser, Roles, Business, News & Insights, Enforcement

    Type

    Page

13. 4 March 2011

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference 2011.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

14. 4 March 2011

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference 2011.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

15. 27 July 2020

    Our immediate priorities during the COVID-19 response and recovery

    This information sheet outlines the FMA’s immediate priorities as New Zealand continues to respond to the COVID-19 pandemic, showing how we will support that response and recovery, while also ensuring financial service providers support their customers and investors.

    Tags

    COVID-19, FMA, News & Insights

    Type

    Page