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  1. 1 March 2016

    ECN Markets

    ECN Markets is not registered to provide financial services in New Zealand.
    Tags
    Type
    Page

  2. 1 March 2016

    Suisse Limited trading as ECN Markets

    ECN Markets or Suisse Limited is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  3. 29 February 2016

    How to calculate 0% PIR returns

    How to calculate 0% PIR returns information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  4. 29 February 2016

    How performance-based fees should be disclosed

    How performance-based fees should be disclosed is an information sheet that outlines how we expect fund managers to disclose performance-based fees to investors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Information Sheet, Guidance

  5. 26 February 2016

    AMP Wealth Management New Zealand Limited

    AMP Wealth Management New Zealand Limited, FSP25061, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  7. 25 February 2016

    PIR Returns information sheet

    This information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  8. 25 February 2016

    Performance Fee Disclosure information sheet

    This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  9. 24 February 2016

    WGM Group Limited

    WGM Group Limited, trading as Belfor FX, has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 23 February 2016

    Capital Market Investments Limited

    On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  14. 16 February 2016

    2016 FMA letter of Expectations

    The annual letter of expectations 2016 issued by the Minister to the FMA that sets out expectations of the Minister to the FMA as a crown entity.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF