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  1. 25 October 2017

    FMA commentary on ICOs and cryptocurrencies

    Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.
    Tags
    Cryptocurrencies, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  2. 15 November 2017

    Outcome of FMA investigation into Goldman Sachs NZ Ltd

    The Financial Markets Authority (FMA) has concluded an investigation into certain trading activity by Goldman Sachs New Zealand LTD (GS). The GS investigation was prompted by concerns arising from an investigation into trading by Mark Warminger and Milford Asset Management. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 16 November 2017

    FMA urges investors to know scam warning signs

    In October 2017 the FMA recorded the highest number of monthly calls about fraud, scams and cold calls for more than two years. Check before you invest.
    Tags
    Media release, Consumer, News & Insights, Scams
    Type
    Page

  4. 29 January 2018

    Oscar nominee to screen at NZ fraud film festival

    The Oscar-nominated documentary Abacus: Small Enough to Jail is just one of the highlights of the second New Zealand International Fraud Film Festival taking place in Auckland on Friday the 2nd and Saturday the 3rd of March.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  5. 20 February 2018

    FMA publishes 2017 Conduct Outcomes Report

    FMA published its Conduct Outcomes Report for the calendar year 2017, setting out some of the key issues and actions taken by the regulator’s enforcement and supervision teams.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  6. 23 November 2017

    FMA publishes 2017 Audit Quality Report/directors’ guide

    The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.
    Tags
    Directors, Auditor Regulation Act 2011, Media release, Roles, Legislation, Business, News & Insights
    Type
    Page

  8. 27 November 2017

    FMA publishes first peer-to-peer/crowdfunding statistical returns

    The Financial Markets Authority (FMA) today published its first statistical report on peer-to-peer lending and crowdfunding in New Zealand.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  9. 30 November 2017

    FMA publishes revised investor capability strategy

    The Financial Markets Authority (FMA) has revised its 2015 investor capability strategy based on the insights gained about New Zealand investors during the last two years.
    Tags
    Investor capability, Media release, FMA, News & Insights
    Type
    Page

  10. 29 November 2017

    Key Audit Matters – A ‘stock take’ of the New Zealand experience

    The External Reporting Board (XRB) and Financial Markets Authority (FMA) have published the results of their joint analysis of Key audit matters – A stock-take of the first year in New Zealand.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  11. 12 December 2017

    Accredited Body Reports published

    The Financial Markets Authority (FMA) has today published the accredited body reports for the New Zealand Institute of Chartered Accountants (NZICA) and CPA Australia.
    Tags
    Media release, Roles, Accredited bodies, Business, News & Insights
    Type
    Page

  12. 30 November 2015

    FMA reports on audit quality standards

    FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  13. 4 December 2014

    FMA releases Audit Quality Review Report

    Media release relating to the launch of the FMA Audit Quality Review report 2014
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  14. 24 May 2017

    Licensing overview: what the FMA found and what firms need to know

    Common issues, hints for new applicants and a guide to the Financial Markets Authority’s (FMA) future focus are included in a review of the regulator’s first two and a half years of licensing.
    Tags
    Licensing & registration, Media release, Business, News & Insights
    Type
    Page