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Found 1778 results. Displaying page 42 of 119

31 March 2022

Du Val Capital Partners Ltd - Judgment

Judgement in the case against Du Val Capital Partners Ltd
28 March 2022

The One Management GP Limited and James Law Realty - Interim Stop Order

FMA issued an interim stop order to The One Management GP Limited and James Law Realty regarding an offer in relation to The One in Longhorn Partnership Fund (‘the Fund’), which is only open to wholesale investors, including eligible investors. 28 March 2022
25 March 2022

Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

JUDGMENT: Zhongyang (Sean) Meng and Jiashun (Sam) Qian have been ordered to pay pecuniary penalties of $180,000 and $130,000 respectively for market manipulation and disclosure breaches involving Oceania Natural Limited (ONL) shares.
23 March 2022

Consultation paper Class exemptions for small co operatives and irrigation companies
23 March 2022

Feedback form Class exemptions for small co operatives and irrigation companies
23 March 2022

Conflicts of interest - OIA request

OIA regarding conflicts of interest.
22 March 2022

Review of credit card repayment insurance products

OIA request regarding Review of credit card repayment insurance products
18 March 2022

Impact of Russia Sanctions on AML/CFT reporting entities

An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.
17 March 2022

Whistleblowing information - OIA request

OIA request regarding whistleblowing information.
15 March 2022

Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.
15 March 2022

Articles

Articles from the FMA about the financial services industry and investing are published on this page
15 March 2022

Opinion

Opinion pieces from the FMA are published on this page.
8 March 2022

Exemption Notice - IG Australia

The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
7 March 2022

Simplicity NZ Ltd - Direction Order

Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.
2 March 2022

Review of credit card repayment insurance - OIA request

OIA request regarding Review of credit card repayment insurance products (CCRI Report)