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1. 1 December 2014

   Transition to FMC Act Corporate debt issuers Information Sheet

   Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

2. 1 December 2014

   Transition to FMC Act KiwiSaver MIS Information Sheet

   Timeline of MIS to transition to FMC Act.

3. 1 December 2014

   Information Sheet Debt offers one off

   Overview of timeline for debt offers transitioning to the FMC Act.

4. 1 December 2014

   Exemption Notice - Financial Markets Conduct Act Insider Trading Fonterra Co operative Group Limited

   Financial Markets Conduct Act (Insider Trading - Fonterra Co-operative Group Limited) Exemption Notice 2014.

5. 1 December 2014

   Exemption notice - Financial Markets Conduct Act Masthead Joint Venture

   Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014.

6. 1 December 2014

   Exemptions: Financial Advisers Act 2008 guidance note

   This guidance note explains the approach of the Financial Markets Authority (the FMA) to granting exemptions under the Financial Advisers Act 2008. It is intended to provide answers to commonly asked questions in relation to exemptions and to provide information to potential applicants on the process for making an application.

7. 1 December 2014

   ICE Futures Europe Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

8. 1 December 2014

   ICE Futures USA Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

9. 1 December 2014

   NZX NXT Financial Product Market Licence 2014

   NZX NXT Financial Product Market Licence 2014

10. 1 December 2014

    NZX Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (NZX Limited) 2014

11. 1 December 2014

    NZX Financial Product Market Licence 2014

    NZX Financial Product Market Licence 2014

12. 30 November 2014

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

13. 30 November 2014

    Financial regulation and registration requirements for marinas information sheet

    The Financial Markets Conduct Act 2013 (FMC Act) changes the way interests in marinas are regulated. Marinas will generally not be regulated under the FMC Act and will no longer need to register on the Financial Service Providers Register. Published November 2014.

14. 30 November 2014

    Exemption Notice - Securities Act Lloyds Banking Group

    Securities Act Exemption Notice 2014: Lloyds Banking Group.

15. 28 November 2014

    Securities Markets Act Main Board Debt Market Listing Rules Approval of Market Rules Notice 2014

    Securities Markets Act Main Board Debt Market Listing Rules Approval of Market Rules Notice 2014