Search results

Found 1771 results. Displaying page 82 of 119

1. 10 October 2017

   Regulatory Impact Statement: Non-NZX Broker Client Money 2017

   This document is for non-NZX brokers and their clients. It discusses an exemption granted to non-NZX brokers

2. 10 October 2017

   The Bank Bill Benchmark Rate and closing rates guidance note

   This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.

3. 10 October 2017

   Bank Bill Benchmark Rate and closing rates resource sheet

   This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.

4. 3 October 2017

   KiwiSaver Annual Report 2017

   We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.

5. 2 October 2017

   Strategic Risk Outlook 2017

   Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.

6. 30 September 2017

   30 September 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017

7. 29 September 2017

   FMA Annual Report 2017 Excluding financials

   Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2017 report without financials.

8. 29 September 2017

   FMA Annual Report 2017 including financials

   Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.This is the 2017 report with financials.

9. 28 September 2017

   Short duration derivatives consultation submissions report

   A summary of submissions on our consultation paper about short duration derivatives.

10. 28 September 2017

    Exemption Amendment Notice - Financial Markets Conduct Bonus Bonds

    Financial Markets Conduct Notice Exemption Amendment Notice 2017: Bonus Bonds.

11. 27 September 2017

    Substantial Product Holders guidance consultation response to submissions

    Response to submissions on proposed guidance on substantial product holder disclosures.

12. 27 September 2017

    Substantial product holder disclosures guidance

    This guidance is for anyone who has a substantial holding in a listed issuer; Fund management firms and their employees. It aims to assist substantial product holders in understanding their obligations and help to promote consistency in disclosures.

13. 22 September 2017

    Use an FMA licensed provider - International Languages

    Use an FMA licensed provider - International Languages

14. 7 September 2017

    Anthony Wilson - sentencing notes redacted

    District Court at Auckland sentencing notes in the case against Anthony Norman Wilson, 12 July 2017.

15. 1 September 2017

    Disclosing non gaap financial information guidance

    This guidance replaces our 2012 Guidance note: Disclosing non-GAAP financial information to reflect the requirements of the Financial Markets Conduct Act 2013 (FMC Act) and our findings from the review of non-GAAP financial information since 2012.