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Found 1861 results. Displaying page 6 of 125

  1. 16 December 2024

    ASX 24 Obligations Review 2024

    Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.
  2. 16 December 2024

    SGX DT Obligations Review 2024

    Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024
  3. 16 December 2024

    Contact

    Find out how to contact the FMA if you wish to ask us a question; make a complaint; contact our helplines, visit our offices or make a media enquiry.
  4. 16 December 2024

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.
  5. 10 December 2024

    Accredited body report - CPA Australia 2024

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024
  6. 10 December 2024

    Accredited body report - NZICA 2024

    Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202
  7. 5 December 2024

    Cyber Security and Operational Systems Resilience

    This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.