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Page last updated: 25 June 2024

Reports

The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

Reports and papers
23 Oct 2024
Discretionary Investment Management Services – Sector Insights 2024
Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector, identifying some key risks to investors and h ...
Reports and papers
26 Sept 2024
Catalist market operator obligations review
Findings from the FMA's annual review of how well Catalist is meeting its licensed market operator obligations.
Reports and papers
24 Sept 2024
KiwiSaver Annual Report
The annual KiwiSaver Report summarises our activities as a regulator relating to KiwiSaver during the reporting period.
Reports and papers
11 Sept 2024
Ethical investing disclosure insights
Insights from the FMA’s recent supervision of disclosure for funds that claim to have ethical features
Reports and papers
25 Jun 2024
NZX Review Report
NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on ...
Reports and papers
20 Jun 2024
Auditor regulation and oversight plan
This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation. View the 2 ...
Reports and papers
30 May 2024
Financial Advice Provider Monitoring Insights
Findings from the FMA’s supervision activities and monitoring of Class 1 and 2 licensed financial advice providers
Reports and papers
14 Dec 2023
SGX-DT review report
Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under ...
Reports and papers
08 Dec 2023
Accredited Body Report - CPA Australia
CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.

View all reports and papers