Page last updated: 25 January 2024

News & Insights

Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences
Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brou ...
FMA files proceedings against Tower Limited for alleged fair dealing breaches
FMA has filed civil proceedings against Tower Limited (Tower) for failing to apply multi policy discounts to eligible customers’ premiums, resulting ...
Speech by Samantha Barrass at Financial Advice New Zealand Thrive Conference
Samantha Barrass talks to Financial Advice New Zealand (FANZ) about the future of financial advice and the quest for better customer outcomes.
Money with Mary
In our series “Money with Mary,” personal finance legend Mary Holm shares practical tips on a variety of money matters.
Yuen Pok (Paul) Loo sentenced for forgery and financial markets legislation offences
Yuen Pok (Paul) Loo has been sentenced in the Manukau District Court following a prosecution brought by the FMA.
Speech by Samantha Barrass to the Financial Services Council Outlook 2024
Speech by Samantha Barrass to the Financial Services Council Outlook 2024.
Matthew Hill admits breaching Financial Markets legislation
The FMA confirmed Matthew Geoffrey Hill, the former CEO of NZX-listed New Talisman Gold Mines Limited, has admitted making false and misleading repres ...
Financial advice scam - James loses $600 in cold-calling swindle
James shares his scam story to help prevent others being caught out by a cold-calling crook offering financial advice.
Changes to FMA executive leadership team
The FMA said today that Paul Gregory, Executive Director, Response and Enforcement has resigned and accepted a role with ANZ Investment Management.
CBL Corporation and four independent directors ordered to pay penalties for conduct including reckless and careless breaches of the Financial Markets Conduct Act
The High Court has ordered CBL Corporation Limited (CBLC) and four of its former directors to pay penalties for continuous disclosure and misleading c ...
FMA warns of increase in fake product disclosure statement scams targeting New Zealanders
The FMA is urging New Zealanders to remain vigilant and protect themselves from investment scams this holiday season.
Former financial adviser pleads guilty to further dishonesty offences
Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has pleaded guilty to a further three criminal charges brought against her by the FM ...