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Page last updated: 03 May 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 604 results. Displaying page 36 of 41

  2. 28 October 2014

    alcanfml.com

    We believe information on the website is untrue and the company is not authorised to offer the services advertised.

  4. 29 September 2014

    General Equity

    Misleading and deceptive statements.

  5. 1 February 2014

    New Zealand Capital Finance

    New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida

  9. 1 December 2013

    1st Equity Group Limited

    1st Equity Group Limited made False/misleading advertising. ASSOCIATED PERSON: Gier Holstad

  10. 1 December 2013

    DCW Limited

    DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane

  11. 1 December 2013

    Kaiser Brokers Group Limited

    Kaiser Brokers Group Limited (website: www.kaiserbrokers.com) made False/misleading advertising. ASSOCIATED PERSONS: Qiongyao Chen (AKA John Chen), Warren Wang (AKA Wangsheng Chenqiung Yao)

  12. 1 November 2013

    Department of Foreign Investment Control

    Entity does not have registration or authorisation from FMA to offer financial services in New Zealand; and warnings issued by other regulators.

  14. 29 August 2013

    Phoenix Forex Limited

    We believe that Phoenix Forex’s claims about the level of returns made by the Oak FX foreign exchange trading system are untrue, and that Phoenix Forex is misrepresenting the profitability of, and risks associated with, its trading system.