Warnings and alerts

Found 635 results. Displaying page 38 of 43

1. 1 June 2015

   Nomura Financial

   NZ Police have identified Nomura Financial as sophisticated overseas scammers.

2. 25 May 2015

   Pacific Edge Limited

   The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations.

3. 1 May 2015

   Capital One Forex Limited

   Capital One continues to solicit client money through its website despite failing to respond to a request for information.

4. 1 May 2015

   Forex Trend Limited

   Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.

5. 18 December 2014

   Warning: Beware of misleading advertising promoting UK pension scheme transfers

   We have been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.

6. 28 October 2014

   alcanfml.com

   We believe information on the website is untrue and the company is not authorised to offer the services advertised.

7. 23 October 2014

   FMA warns consumers about cold-calling investment offers and ‘big win’ scams

   The Financial Markets Authority is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.

8. 29 September 2014

   General Equity

   Misleading and deceptive statements.

9. 1 February 2014

   New Zealand Capital Finance

   New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida

10. 1 December 2013

    DCW Limited

    DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane

11. 1 December 2013

    1st Equity Group Limited

    1st Equity Group Limited made False/misleading advertising. ASSOCIATED PERSON: Gier Holstad

12. 1 December 2013

    FXCitizen (Universe Citizen Limited)

    No place of business in NZ, using false and misleading advertising

13. 1 December 2013

    Kaiser Brokers Group Limited

    Kaiser Brokers Group Limited (website: www.kaiserbrokers.com) made False/misleading advertising. ASSOCIATED PERSONS: Qiongyao Chen (AKA John Chen), Warren Wang (AKA Wangsheng Chenqiung Yao)

14. 1 December 2013

    Pacific Blu L.P (Limited Partnership)

    False/misleading advertising.

15. 1 December 2013

    Universe Citizen Limited, trading as FXCitizen

    Universe Citizen Limited, trading as FXCitizen, is no place of business in NZ, using false and misleading advertising