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Page last updated: 03 May 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 605 results. Displaying page 34 of 41

  2. 17 January 2017

    Horizon Holdings Limited

    Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

  3. 22 November 2016

    Wealth Management Group Ltd

    Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.

  4. 9 November 2016

    Exo Capital Markets Limited trading as Trade 12

    Exo Capital Markets Limited trading as Trade 12 The company is not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand. .

  5. 9 November 2016

    TCA Financial

    TCA appears to have the characteristics of a boiler room fraud.

  6. 17 October 2016

    Liberty Venture Holdings Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.

  7. 17 October 2016

    CMS Trader

    CMS Trader, Pandorx Ventures Limited, CMS Ventures Limited, and Steven David Hutton are not registered in New Zealand to offer financial services in or from New Zealand.

  8. 7 October 2016

    Corporate Enterprises PTY Limited

    The director of Option One (Aust) Pty Limited is the director of Corporate Enterprises PTY Limited, trading as Option Giants, about whom we have received reports of client funds being withheld.

  10. 7 September 2016

    Titan Trade

    The Australian Securities and Investment Commission has warned against conducting business with Titan Trade.

  11. 2 August 2016

    IntegraOption

    Warnings issued by the Swiss Financial Market Supervisory Authority (FINMA) in relation to IntegraOption.

  12. 29 July 2016

    PFM Trading Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to PFM Trading Inc.

  13. 15 July 2016

    13th Pty Limited trading as IGOT

    Complaints received from New Zealand based clients of IGOT about IGOT’s failure to repay clients in accordance with their instructions.

  14. 15 July 2016

    ACI

    There is no connection between the website www.acifxgold.com and Apex Capital Investments Limited, the former name of a New Zealand incorporated company, nor are the activities of the website subject to regulation in New Zealand.