Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 635 results. Displaying page 41 of 43

21 December 2011

VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd

FMA warns investors to take caution before accepting any unsolicited offers from VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd. Read more.
21 November 2011

US International Bureau For Trading

This is a fake regulator and has no connection to New Zealand FMA.
1 September 2011

American Financial Group

American Financial Group is a suspected scam
1 September 2011

Commodities Futures Trading Authority Ltd

Commodities Futures Trading Authority Ltd is a fake regulator
1 September 2011

Horizon Financial Management

Horizon Financial Management is a suspected scam
8 July 2011

Warning: Stock & Share Trading Pty Limited may be offering you less than your investment is worth

The FMA has issued warning about unsolicited offers that may be made by Share Buyers Limited or Australian-based Stock & Share Trading Company Pty Limited. Read more.
8 July 2011

Share Buyers Limited

Unsolicited offers – the amount offered per share is less than the current market price of the shares.
21 June 2011

SuperLife Limited and SuperLife Trustees Limited

We are seriously concerned about SuperLife's sales practices and potential non-compliance with the law.
2 May 2011

Bernard Whimp

Shareholders in several listed companies have complained to the Securities Commission about offers made in March 2011 from limited partnerships associated with Mr Bernard Whimp. Read more.
2 May 2011

EquiAsia Group Limited

EquiAsia Group Limited is a suspected scam
1 May 2011

Donaldson and Turner

Donaldson and Turner is a suspected scam
1 May 2011

Janco Lazard Transfer Company

Janco Lazard Transfer Company is a suspected scam
1 May 2011

Reliance Asset Management Ltd

Reliance Asset Management Ltd is a suspected scam
1 May 2011

Weiss Rifkin & Partners

Working in conjunction with Janco Lazard Transfer Company and EquiAsia
28 April 2011

NZ Investment Securities LP (NZIS)

Unsolicited offer for Sky City Entertainment Group Limited Shares and further expected unsolicited offers.

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